News and resources for Canada's top financial advisors
Est. 1998
Regulation
Labor Department finalizes fiduciary rule for retirement advice
By James Langton |April 24, 2024
3 min read
Lawyers for firm's founder seek adjournment amid unpaid legal bills
2 min read
Industry News
Desjardins says the transaction "does not call into question our business relationship with Fiera"
By Richard Cloutier and Stéphane Rolland, The Canadian Press |April 24, 2024
Standards setter defines its policy direction beyond climate disclosures
By James Langton |April 23, 2024
Industry
Returns affected by high inflation and interest rates, geopolitics, chief executive says
By The Canadian Press |April 22, 2024
1 min read
Suit alleges that retail investor trades violated securities law
By James Langton |April 22, 2024
Regulator adopts new charges to cover added costs on overseeing crypto sector
By James Langton |April 19, 2024
Some banks, but not all, have amended their direct deposit procedures
By Mia Rabson, The Canadian Press |April 19, 2024
SRO proposes doubling maximum fines, toughening suspensions
By James Langton |April 18, 2024
Regulators to boost fee transparency, explore enhanced retail access
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