The OSC has made the members of its Registrant Advisory Committee public.
They’ll serve from 2015 to 2017. The committee is a forum to discuss issues in interpreting and complying with Ontario securities law. It also provides feedback to the OSC on the development and implementation of policy.
Debra Foubert, director of the Compliance and Registrant Regulation Branch, will continue to chair the committee. Members represent the different registration categories and business models overseen by the OSC.
|Robert Maxwell||Arrow Capital Management Inc.|
|Prema K. R. Thiele||Borden Ladner Gervais LLP|
|Leonard Racioppo||Coerente Capital Management Inc.|
|Matthew Irwin||Ewing Morris & Co. Investment Partners Ltd.|
|Richard Goldstein||First Republic Capital Corporation|
|Eric Adelson||Invesco Canada Ltd.|
|Brent H. Moore||Mackenzie Financial Corporation|
|Catherine Chamberlain||Vanguard Investments Canada Inc.|
|Cora Pettipas||National Exempt Market Association|
|Matthew Brady||Mutual Fund Dealers Association of Canada|
|Sandra Blake||Investment Industry Regulatory Organization of Canada|
|Cathy Tuckwell||Portfolio Management Association of Canada and 1832 Asset Management L.P.|