Our research shows 15% of you are planning to change or augment your registration in the next five years. And, a quarter of you are considering becoming discretionary managers. Perhaps that’s because more than half of you believe the MFDA, portfolio manager and exempt market channels will expand or contract.

Click on the image to enlarge it.

Enlarge

Registration alterations

Originally published in Advisor's Edge

Add a comment

Have your say on this topic! Comments are moderated and may be edited or removed by
site admin as per our Comment Policy. Thanks!