News and resources for Canada's top financial advisors
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Planning and Advice
This column provides tips on how to better manage your practice.
November 20, 2014
3 min read
This column gives you an inside look at an advisor’s scheduling process.
September 4, 2014
Get an inside look at an advisor’s scheduling process, as well as tips on how to better manage your practice.
July 10, 2014
This new column gives you an inside look at an advisor’s scheduling process, and provides tips on how to better manage your practice.
June 5, 2014
Regulation
Group to focus on investor-advisor relationships, complaints, suitability
By James Langton |November 14, 2023
2 min read
Industry
Advocacy group calls for regulators to prioritize investor protection
By James Langton |July 7, 2022
1 min read
*This post has been updated to include new location details for the event. The Ontario Securities Commission (OSC) has released a full agenda for its roundtable to facilitate further stakeholder input on Canadian Securities Administrators (CSA) Consultation Paper 81-408 — a ban on embedded commissions. Read: CSA’s embedded commissions ban falls short for clients, say […]
By Staff |June 19, 2017
The Canadian Securities Administrators (CSA) today announced additional details regarding its roundtable on cybersecurity issues. The roundtable follows the publication of CSA Staff Notice 11-332 Cybersecurity, which identifies related issues and opportunities. Read: Top 10 business risks for 2017 The CSA roundtable will take place Monday, February 27, 2017, on floor 22 of the Ontario […]
By Staff |January 18, 2017
The Ontario Securities Commission has released the final agenda, discussion topics and panelist list for its proxy voting roundtable.
By Staff |January 9, 2014
The OSC has announced the final agenda for its roundtable on Friday, June 7, 2013.
By Staff |May 16, 2013
Economic Indicators
Yesterday, Mark Carney spoke about the state of the global economy in Halifax for the Atlantic Institute for Market Studies (AIMS).
By Staff |June 23, 2012
13 min read
Martin Weller, president of First Capital Financial in Fergus, Ont., built 100% of his niche through referrals.
By Suzanne Sharma |March 6, 2015
5 min read
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