Topic: Regulation

How CSA’s ‘detailed and sweeping’ proposals will affect you: IIAC

Staff / July 13, 2018 / Industry News

What growing protectionism could mean for financial standards

Staff / July 12, 2018 / Industry News

OSC follows CSA’s client-focused reforms in priorities report

Staff / July 5, 2018 / Industry News

5% of Ontarians own cryptoassets, most people don’t understand them: OSC

Armina Ligaya, The Canadian Press / June 28, 2018 / Industry News

IIROC seeks second round of comments on client identifiers

Staff / June 28, 2018 / Industry News

IIROC fines, bans former trader for trading while suspended

Staff / June 26, 2018 / Industry News

U.S. banks strong enough to survive a shock: Fed

Marcy Gordon, The Associated Press / June 22, 2018 / Industry News

Industry groups call CSA’s proposals harmonized, practical

Staff / June 22, 2018 / Industry News

What’s loved and loathed about CSA’s latest proposals

Katie Keir / June 22, 2018 / Industry News

CCIR releases model disclosure document for segregated funds

Staff / June 19, 2018 / Industry News