Topic: Regulation

NY attorney general subpoenas 6 HFT firms in probe

Associated Press / April 17, 2014 / Industry News

IIROC head to retire

Staff / April 2, 2014 / Industry News

Last chance to comment on pre-sale Fund Facts

Staff / March 26, 2014 / Industry News

Charges in napkin-eating insider trading scheme

Staff / March 20, 2014 / Industry News

Oliver will push for national regulator: experts

Jessica Bruno / March 20, 2014 / Industry News

Bonuses on hold for forex teams

Staff / March 18, 2014 / Economic

UBS traders tried to rig Hong Kong rate

Staff / March 17, 2014 / Economic

Accused in Ont. fraud pleads ignorance

Canadian Press / March 12, 2014 / Industry News

Are options prices affected by currency manipulation?

Staff / March 11, 2014 / Industry News

Stereotypes wreck KYC

Melissa Shin / March 7, 2014 / My Practice