Sharon’s son was diagnosed with Batten disease at age 9, and succumbed 10 years later. Batten disease is a rare disorder of the nervous system with no cure. Sharon, who also has a teenage daughter, has vowed to find that cure. She’s particularly motivated because the disease is genetic, and her daughter’s future children could […]
IIROC, the OSC and the MFDA have released the results of their joint mystery-shopping initiative, and advisors didn’t disappoint.
MFDA gets top marks for CRM2 explainer
MFDA wants proficiency standards for reps selling ETFs
CSA has announced a slew of rule amendments that will mean more paperwork for advisors.