Home James Langton

Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work

  • June 1, 2023 June 1, 2023
  • 13:05

Data transfer is taking longer than planned

  • June 1, 2023 June 1, 2023
  • 11:56

After record 2021, venture investing, deal exits hit by valuation drop

  • June 1, 2023 June 1, 2023
  • 10:07

SRO ordered US$48.1 million in monetary penslties in 2022

  • May 31, 2023 May 31, 2023
  • 15:33

Global preeminence of the U.S. dollar facing multiple challengers

  • May 31, 2023 May 31, 2023
  • 14:45

Markets, investment funds remain vulnerable to rising stress

  • May 31, 2023 May 31, 2023
  • 13:57

Most of the investors' money was put into riskier projects than promised

  • May 30, 2023 May 30, 2023
  • 15:33

Account transfer standards and dual registration are also in the works

  • May 30, 2023 May 30, 2023
  • 13:57

Countdown to shorter settlement cycle transition in May 2024 has begun

  • May 30, 2023 May 29, 2023
  • 09:01

Growing politicization of ESG investing in U.S. poses risk to asset managers, Moody's says

  • May 29, 2023 May 29, 2023
  • 14:03