High fees hurt Canada’s standing in Morningstar investor experience study
The Canadian industry still rates poorly because asset-weighted median expenses are relatively high
- September 17, 2019 September 17, 2019
- 11:59
The Canadian industry still rates poorly because asset-weighted median expenses are relatively high
OSC says company execs used funds for personal gain
The proposals affect disclosure requirements and facilitate online compliance
The CFTC alleges the defendants made misleading statements in email ads and in an online trading room
Enforcement was split roughly evenly between cases involving registered and unregistered defendants
Regulator wants firms to assess their FX oversight following settlements with TD and RBC
OSC settlement agreements highlight the value of cooperation
The traders disclosed detailed information about customer orders in online chatrooms, the regulator says
The "plain language" version will replace existing rules on June 1, 2020
Most investors don't understand the concept of embedded compensation, such as trailer fees