Clients facing hardship should turn to dealers, advisors: CSA
The regulator said investors under financial pressure could ask dealers to waive fees, such as DSCs
- May 21, 2020 May 21, 2020
- 12:53
The regulator said investors under financial pressure could ask dealers to waive fees, such as DSCs
The CSA first issued filing relief in March
The effects of Covid-19 are battering government finances, NBF says
Insurers have already tripled the amount in bonds and preferred shares they issued last year
Impact of the pandemic will vary significantly based on several factors
A conference call will be held to consider suspending PACE in the wake of its court-ordered windup
Misappropriated investor funds were used to purchase a Bentley, a Maserati and a Range Rover
Three former audit partners at KPMG have settled allegations with the SEC
The deal to acquire MATCHNow is expected to close in Q3
The CSA provides relief for filing exec compensation and shareholder requests