Home James Langton

Proxy advisory firm adopts voting policy changes for upcoming season

  • December 2, 2022 December 2, 2022
  • 10:28

Firm sanctioned over unapproved access to exchange's systems

  • November 29, 2022 November 29, 2022
  • 20:36

Research finds institutional investors' strategies, portfolios increasingly driven by ESG concerns

  • November 29, 2022 November 29, 2022
  • 14:17

Parts of the plumbing of the global financial system, such as securities settlement systems and central counterparties, aren’t adequately prepared to recover from a hacking attack or similar cyber incident, according to a review by global regulators. In a joint report, the International Organization of Securities Commissions (IOSCO) and the Bank for International Settlements’ Committee […]

  • November 29, 2022 November 29, 2022
  • 13:59

Lack of jurisdiction and evidence of harm underlie the decision not to intervene

  • November 28, 2022 November 28, 2022
  • 14:39

Governance and social factors weigh on many issuers' credit ratings

  • November 28, 2022 November 28, 2022
  • 13:32

Most firms to resist raising prices despite inflation and input cost challenges

  • November 25, 2022 November 25, 2022
  • 14:34

Proposal would eliminate regulatory arbitrage between seg funds and mutual funds

  • November 25, 2022 November 25, 2022
  • 11:17

Regulators alleged the firm's onboarding process for new reps was deficient

  • November 24, 2022 November 24, 2022
  • 17:47

Provincial regulators finalized recognition orders and interim rules

  • November 24, 2022 November 24, 2022
  • 14:14