Regulators will review "a sizable number" of firms, a panellist said at KYP webinar
The client-focused reforms put advisor titles and awards under scrutiny
For clients making life changes during Covid-19, advisors are providing clarity
ETFs, mutual funds scored record assets last year
At FP Canada's ethics session, financial planners were urged to proactively address client changes
Industry veteran Pat Chiefalo left the position earlier this year
OSC head expressed concern about banks' response to the client-focused reforms
Advisors share how they respond to unusual email
The requirement to put clients’ interests first “reinforces the importance of suitability”
Unlicensed professionals must avoid registrable activity