Stephanie McManus

Has regulation gone too far?

Having to reimburse all referral fees/commissions earned Having to “know their product” like a mantra they need to recite in their sleep without any guidance from the regulators on what that means in practical terms Being subjected to far more rigorous and onerous record keeping and process requirements to prevent this from happening in the […]

By Stephanie McManus | October 20, 2006

6 min read