Credential Securities to use Broadridge platform

Broadridge Financial Solutions today announced Credential Securities Inc.’s conversion to a self-clearing IIROC brokerage firm will be powered by Broadridge’s Dataphile securities processing and advisor desktop platform.

By Staff | March 21, 2013 | Last updated on March 21, 2013
1 min read

Broadridge Financial Solutions today announced Credential Securities Inc.’s conversion to a self-clearing IIROC brokerage firm will be powered by Broadridge’s Dataphile securities processing and advisor desktop platform.

In addition to implementing Broadridge’s Dataphile solution to power their self-clearing brokerage offering, Credential also selected Broadridge Canada’s Smart Document Fulfillment solution. This automated data processing and document delivery service for post-sale fulfillment of transaction confirmations and regulatory Fund Facts and Prospectus documents, facilitates Credential’s compliance with Point-of-Sale (POS) regulations.

Also read:

Broadridge expands ClearancePro

Broadridge integrates bond system with CDS

Broadridge introduces mobile proxy voting

Advisor.ca staff

Staff

The staff of Advisor.ca have been covering news for financial advisors since 1998.

iA Financial Q3 net income increased

Industry

iA Financial Q3 net income increased

Growth in wealth management and Canadian insurance activities led to the gain

By Jonathan Got | November 9, 2023

1 min read

How dealers are managing advisor fees as costs rise

Industry

How dealers are managing advisor fees as costs rise

Firms are puzzling out how to balance significant overhead costs with advisor support

By Katie Keir | November 21, 2023

4 min read

CPP Investments posts small gain in Q2

Industry

CPP Investments posts small gain in Q2

The fund has a negative return for the first six months of its 2024 fiscal year

By Staff | November 9, 2023

2 min read