Credential Securities to use Broadridge platform

By Staff | March 21, 2013 | Last updated on March 21, 2013
1 min read

Broadridge Financial Solutions today announced Credential Securities Inc.’s conversion to a self-clearing IIROC brokerage firm will be powered by Broadridge’s Dataphile securities processing and advisor desktop platform.

In addition to implementing Broadridge’s Dataphile solution to power their self-clearing brokerage offering, Credential also selected Broadridge Canada’s Smart Document Fulfillment solution. This automated data processing and document delivery service for post-sale fulfillment of transaction confirmations and regulatory Fund Facts and Prospectus documents, facilitates Credential’s compliance with Point-of-Sale (POS) regulations.

Also read:

Broadridge expands ClearancePro

Broadridge integrates bond system with CDS

Broadridge introduces mobile proxy voting staff


The staff of have been covering news for financial advisors since 1998.