OSC warns investors about unregistered firm

By Staff | November 28, 2013 | Last updated on November 28, 2013
1 min read

The Ontario Securities Commission (OSC) is warning investors about solicitations made by Rosswell Group, which operates through the website www.rosswellgroup.com.

Read: New derivatives rules from OSC

The Rosswell Group describes itself as an investment planning specialist firm allowing investors to open investment accounts to trade securities. The Rosswell Group claims to be located in Toronto, Ontario and lists a telephone and fax number with a Toronto area code. No offices were identified at the location listed on the Rosswell Group’s website.

The Rosswell Group is not registered to sell securities in Ontario.

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Advisor.ca staff


The staff of Advisor.ca have been covering news for financial advisors since 1998.