Regulation

OSC seeks extended cease trade against hedge fund

Regulator investigating amid suspected trading misconduct

By James Langton | November 14, 2023

2 min read

Financial sector would be excluded from EU net-zero law, leak reveals

Critics say proposed changes to the Corporate Sustainability Due Diligence Directive would make it unenforceable

By Ed Davey | November 14, 2023

5 min read

CIRO’s investor office sets broad agenda

Group to focus on investor-advisor relationships, complaints, suitability

By James Langton | November 14, 2023

2 min read

CCPs to run first-ever global ‘fire drill’ this week

Will review the readiness of CCP staffs, procedures and IT systems for a major firm default

By James Langton | November 13, 2023

1 min read