Millennials working with financial advisors more than robos: report
A global study found 40% of millennials are turning to advisors while only 7% use automated advice
- By: Daniel Calabretta
- May 4, 2022 May 4, 2022
- 09:16
Top Stories in Practice
How advisors can incorporate sustainable investing
Investors are increasingly interested in the non-financial impacts of their portfolios
- By: Maddie Johnson
- April 4, 2022 April 4, 2022
- 16:30
How do you use ETFs in client portfolios?
We asked three advisors
- By: Maddie Johnson
- March 14, 2022 March 10, 2022
- 10:00
Total cost reporting is coming
Five years into CRM2, the cracks are showing
- By: Mark Burgess
- March 14, 2022 March 14, 2022
- 10:00
Client Confidential: Chenny Xia
An entrepreneur's complicated relationship with money
- By: Allan Janssen
- March 14, 2022 March 10, 2022
- 10:00
The financial industry wants you — to mentor
The advice channel’s survival depends on seasoned veterans who are willing to impart knowledge
- By: Melissa Shin
- March 14, 2022 March 10, 2022
- 10:00
When a client request raises red flags
Thorough KYC lays the groundwork for advisory action
- By: Michelle Schriver
- March 14, 2022 March 10, 2022
- 10:00
Empathy with clients led to more pandemic stress for female advisors: study
A high degree of empathy can also lead to burnout, the paper said
- By: Mark Burgess
- March 8, 2022 March 10, 2022
- 15:44
Tips for surviving next year’s RRSP season
If you've been overwhelmed over the past month, two financial advisors offer ideas for improving your experience in 2023
- By: Daniel Calabretta
- February 24, 2022 February 24, 2022
- 16:15
DIY trend seen fuelling demand for advisors
A report from Greenwich says technology makes investing more accessible but no less complex
- By: Staff
- February 22, 2022 February 22, 2022
- 15:51
RRSP season offers opportunity to fill client knowledge gaps
Retirement topics to discuss include taxes, insurance, income, IG poll suggests
- By: Staff
- February 10, 2022 February 10, 2022
- 14:47
Cash flow and emergency funds a vital part of financial planning
Clients are worried about not meeting their retirement goals, but a cushion can provide comfort
- By: Daniel Calabretta
- February 9, 2022 February 9, 2022
- 15:00
DIY investor’s windfall requires unique advice
How do you convince a successful gambler and Bitcoin investor that he needs an advisor?
- By: Suzanne Yar Khan
- February 4, 2022 February 3, 2022
- 15:00
Commission-free trading driving satisfaction for DIY investors: J.D. Power
More than one-third of millennial DIY investors surveyed in Canada have invested in cryptocurrencies
- By: Staff
- May 26, 2022 May 26, 2022
- 14:47
Regulators must face the rise of the machines
IOSCO sets guidance on overseeing AI use for investment firms, asset managers
- By: James Langton
- September 7, 2021 September 7, 2021
- 14:43
Cloud computing transforming brokerage industry, report says
Technology presents opportunities as well as challenges for firms, FINRA said
- By: James Langton
- August 16, 2021 August 16, 2021
- 15:32
Debt in a time of rising rates
How will rising rates affect your clients, particularly those with debt?
- By: Staff
- June 17, 2022 June 17, 2022
- 10:05
Values-based conversations key to ESG investing and KYC requirements
An RIA panel discussed the challenges and opportunities of integrating ESG considerations into know-your-client procedures
- By: Daniel Calabretta
- June 13, 2022 June 13, 2022
- 11:32
Don’t get too far into the weeds of ESG terminology
Whether the label is 'responsible' or 'sustainable' investing, focus on the approaches and not the title, an RIA conference speaker said
- By: Greg Meckbach
- June 10, 2022 June 10, 2022
- 13:40
Halfway through an SRO ban, ex-rep agrees to new suspension
An OSC enforcement action against a former rep has extended an existing suspension
- By: James Langton
- February 9, 2021 February 9, 2021
- 12:15
China’s growth picks up in Q3 as recovery takes hold
Retail sales finally returned to pre-virus levels
- By: Joe McDonald, The Associated Press
- October 19, 2020 October 19, 2020
- 10:25
CE Course: Optimal asset location
Examining how taxes, expected investment outcomes and utility can affect asset location
- By: Benjamin Felix
- October 15, 2020 October 16, 2020
- 16:00
Help retired clients avoid high-pressure sales tactics
Be sensitive to the psychology and life-stage perspective of retirees
- By: Al Emid
- November 6, 2013 December 9, 2019
- 07:00
Advisors can do more to help their clients relax in retirement
Retirees are re-assessing how they deal with financial markets
- By: Al Emid
- October 30, 2013 December 9, 2019
- 07:00
The whole picture: Understanding the needs of aging clients
The process of aging can take its toll
- By: Jill O’Donnell and Graham McWaters
- October 23, 2013 December 9, 2019
- 07:00