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Regulator to pay between $1,000 and $500,000 for enforcement tips
Rep banned, fined over client conflicts
Former fund rep was named in clients' wills and solicited money from them
Rising mortgage stress is still manageable, DBRS says
Capital requirements to grow, profits under pressure for mortgage insurers
Duane Green leaves Franklin Templeton
Andrew Ashton takes over as chairman
How to ask for referrals
Many advisors aren't equipped to ask for referrals properly
News and resources for top financial advisors