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Mutual fund sales way down in August

Year-to-date net sales are also down from 2017

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Stop losing talented advisors

How the industry can attract—and keep—more women

Australia-opera-house

The (potential) future of advice reforms

Compared to what’s happening in Australia, CSA’s June missives are meek

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IIROC fines branch manager $17,500 for inadequate supervision of DSC fund trading

The advisor involved was fined in 2016

  • By: Staff
  • September 20, 2018 September 20, 2018
  • 15:51
Mother and Daughter Florists

Many clients want to be their own boss

Millennials are especially entrepreneurial

  • By: Staff
  • September 20, 2018 September 20, 2018
  • 13:40
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Clients interested in philanthropy? Become an expert

New designation for advisors revolves around gift planning strategies

  • By: Staff
  • September 20, 2018 September 20, 2018
  • 12:31
Senior couple making nordic walking in the park

The case for longevity insurance

With baby boomers retiring, governments must shift their attention to decumulation, says a new report

  • By: Staff
  • September 19, 2018 September 19, 2018
  • 15:15
Miniature house on white background

Unforeseen consequences from downsizing a home

Help clients avoid disappointment by preparing them

  • By: Staff
  • September 19, 2018 September 19, 2018
  • 14:20
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FPSC to become FP Canada

Financial planning body rebrands

  • By: Staff
  • September 19, 2018 September 19, 2018
  • 14:11
Business people, entrepreneur, business, small business concept

Asset managers reveal their top challenge

In a poll, Canadian managers offer insight into their own personal headwinds

  • By: Staff
  • September 19, 2018 September 19, 2018
  • 12:42
Gavel

Proposed class action lawsuit on trailing commissions filed against CIBC

Lawsuit cites lack of advice provided by discount brokers

Magnifying glass highlighting investment stock quotes in business section of newspaper.

Manulife Investments makes changes to select mutual funds

Changes include investment strategies and names of funds

  • By: Staff
  • September 18, 2018 September 18, 2018
  • 15:59
Young plant

Lack of knowledge preventing Canadians from investing sustainably: study

Two studies outline Canada's position in sustainable finance

  • By: Staff
  • September 18, 2018 September 18, 2018
  • 15:16
Megaphone

B.C. to make Financial Institutions Commission a Crown agency

Legislation next year will create new Crown agency

  • By: Staff
  • September 18, 2018 September 18, 2018
  • 13:56
Leadership

Exempt PMs from proposed OTC derivatives rules, PMAC tells CSA

Portfolio managers are already subject to "robust, principles-based regulation," the association says

  • By: Staff
  • September 18, 2018 September 18, 2018
  • 13:25
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Survey finds improved risk management and due diligence among PMs

CFA Montreal members reflect on the decade since the 2008 crisis

  • By: Staff
  • September 17, 2018 September 17, 2018
  • 15:54

CSA appoints secretary general

Laura Belloni takes over the role

  • By: Staff
  • September 17, 2018 September 17, 2018
  • 14:22
Megaphone

IG makes mutual fund changes

Investors Group simplifies mutual fund offering with investment objective changes and mergers

  • By: Staff
  • September 17, 2018 September 17, 2018
  • 14:17
wall street, new york city

Wall Street salaries highest since 2008 crisis

Find out the average industry salary in NYC

Solution

With Ontario out, what’s next for CSA’s proposals?

Industry and investor advocates respond to the government's intervention

  • By: Katie Keir
  • September 14, 2018 September 17, 2018
  • 16:31
Portrait of young business man and woman sitting in cafe and discussing contract. Diverse businesspeople meeting in hotel lobby reading documents.

IFIC proposes advisory titles

Suggested titles include "investment funds advisor" and "securities advisor"

  • By: Staff
  • September 14, 2018 September 14, 2018
  • 16:23
Online banking businessman using smartphone with credit card Fintech and Blockchain concept

Most self-directed investors don’t use firms’ mobile apps: study

See which firms rate highest for customer satisfaction

  • By: Staff
  • September 14, 2018 September 14, 2018
  • 12:57
Craftsman Browsing Laptop Connection Technology Concept

National Bank partners with fintech Thinking Capital to offer small business loans

Small businesses can apply online for a loan and receive an answer in minutes

  • By: Staff
  • September 13, 2018 September 13, 2018
  • 16:27
Individuality

CSA releases DSC ban, trailing commissions proposals

The Ontario government doesn't support the approach

  • By: Katie Keir
  • September 13, 2018 September 13, 2018
  • 15:58
Communication network concept. Multiple exposure.

CSA chooses Kx to create new market analytics platform

Platform will identify potential market abuse

  • By: Staff
  • September 13, 2018 September 13, 2018
  • 15:35