ESMA flags concerns over fund costs
Efficient portfolio management costs continue to worry regulators
Efficient portfolio management costs continue to worry regulators
Rating agency says strategic partnership has attractive benefits for all players
Government also seeks comment on creation of new financial crimes agency
Chief justice finds motion is premature, directs receiver to address distribution issues
Group rejects proposed fee exemptions for self-regulatory organization and calls for greater advisor proficiency
The company operated an unregistered securities platform and brokerage service, the U.S. regulator says
The special committee evaluating the offer was unanimous in its recommendation
iA Financial Group's president and CEO Denis Ricard will lead CLHIA's board
Investigation said to have uncovered 'extensive web of deception, conflicts of interest, lack of disclosure, and calculated evasion of the law'
New agent allegedly split commissions with ex-agent and churned clients
Supervisory action to boost banks' capital, liquidity would aid creditors, depositors
Agents benefit from independent contractor status, undermining proposed lawsuit seeking employment benefits
The application deadline is July 4
New proposed amendment addresses removal of DSCs on existing seg fund contracts
Credit provisions, rising capital, liquidity, expenses blunt banks' results
The group said there's "no reasonable chance" conditions will be met by a June 13 deadline
The man was also ordered to pay more than $2 million in restitution to victims
The bank raised its quarterly dividend
Conflict of interest concerns spark regulators' review
The risk of misleading disclosure pervades sustainable product lineups
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
Data transfer is taking longer than planned
Without open banking, Canadians' data is at greater risk when they use unregulated apps
After record 2021, venture investing, deal exits hit by valuation drop