
Reducing regulation for fund issuers can help advisors and clients, industry says
Comment letters from Advocis and others highlight the issues
Comment letters from Advocis and others highlight the issues
Power Financial Corp. head R. Jeffrey Orr will become president and CEO of Power Corp.
He was most recently at Starlight Investments
The board includes members from FundEX, Sterling Mutuals and Aviso Wealth
Two-thirds of survey respondents failed basic quiz on investing
Amendments include changes to suitability, know-your-client, conflict of interest and disclosure provisions
It's the latest Canadian bank to sell business units operating in the region
Talk of merging the SROs has surfaced repeatedly over the years
Todd Mattina returns to the firm after a stint at IMCO
Investment and economic experts share their insights on what to expect from the year ahead
A survey by the Canadian Federation of Independent Business holds the answer
The plan to transfer oversight of the sector to the OSC was first announced in 2017
DBRS weighs in on the increase to the domestic stability buffer
Requiring brokerage firms to disclose whether they have E&O insurance could enhance investor protection
With the addition of TriVest Wealth Counsel Ltd., Wellington-Altus will launch a private counsel subsidiary
One man reportedly tipped his friend to his company’s financial results
But high household debt remains a risk
Sixty per cent of respondents said they weren’t confident in their ability to make investment decisions
As part of the fraud, the man posed as a certified general accountant
The rating agency says the sector has adapted to the current low-rate environment
Terry Carr and Hosen Marjaee are retiring next year
The regulator cited elevated risks to the banking system in raising the domestic stability buffer to 2.25%
In a submission, the industry group said investor disclosure documents have made the existing regime redundant
The FSB says a small number of firms could come to dominate financial services
A new report looks at the financial impact of racism beyond jobs and wages