Home News Industry News

Latest news in Industry News

Business people working in a conference room

IIROC seeking feedback on arbitration program overhaul

Proposals include increasing the limit on claims and publishing arbitration decisions


BCSC bans fraudsters, orders $1.5M in sanctions

The panel imposed $1.1 million in penalties and $400,000 in disgorgement over a fuel-cell scheme

Wind turbines and solar panels

Banking alliance distances itself from UN campaign over emissions targets

Canada's big banks said they're still focused on net-zero commitments

11119737 - in the spotlight featuring concept for the theater stage with glowing lights on red velvet cinema curtain and drapes representing the entertainment communications concept of an important announcement in a rich cinema and theatrical environment.

NBF’s Nicole Miller to receive WCM leadership award

Women in Capital Markets' annual awards take place in Toronto on Wednesday

  • By: Staff
  • December 5, 2022 December 5, 2022
  • 14:05
Montreal Skyline in winter and Commemorative Jacques Cartier plaque located on the balustrade of the Kondiaronk lookout on Mount Royal

New SRO should oversee Quebec’s fund dealers: IIAC

Trade group calls on provincial finance minister to review fund dealer oversight

View of a flooded bridge along the Red River. Photograph taken from clay dike

Fed tackles banks’ climate-related risks

Agency issues proposed principles for large banks to address climate risks

Night on Beijing stock photo

Financial stability risks rise for China: Moody’s

Troubled property sector poses growing threat to banks

Businessman Working Finance Trading Stock Concept

Securities sector faces a mixed 2023: Fitch

Weakness in investment banking to be offset by strong trading activity

luxury young woman smoking on black background, monochrome

ASIC sanctions Vanguard for alleged greenwashing

Underlying index failed to screen out tobacco sellers, regulator charged

Woman using banking machine. Close up

Outlook for global banks stable in 2023: Moody’s

Margin expansion, strong balance sheets to offset rising loan losses

Business People Team Applauding Achievement Concept

ISS to demand diverse directors in 2024

Proxy advisory firm adopts voting policy changes for upcoming season

FP Canada announces latest QAFP exam results

The exam was written by 69 candidates

  • By: Staff
  • December 1, 2022 December 1, 2022
  • 15:20
Sightseeing Binoculars Overlooking Ocean From Up High

Banks outline downturn prep while still talking growth

Strategies were discussed during earnings calls

Stock Quotes as graphs and tables with magnifier and calculator in panoramic format

BMO reports Q4 profit, raises dividend

The bank's bottom line was boosted by Bank of the West acquisition

photo of hands holding pen under document and pressing calculator buttons

TD reports earnings up as it sees growth in margins and loans

The bank is putting more bankers, advisors on the street, CFO says

Rear view of businessman standing in light of way

Industry moves this week

Appointments follow the launch of a new division at Raymond James Ltd. and a retirement announcement from CSI

  • By: Katie Keir
  • December 1, 2022 December 1, 2022
  • 12:39
Drawings and charts of successful business, workplace of the businessman

CIBC reports Q4 profit down from year ago

Expenses, margins and provisions weighed on earnings

Ontario Queen's Park Legislative Building

Ontario appoints Kevan Cowan as new OSC chair

Cowan replaces Heather Zordel, who resigned last month

  • By: Staff
  • November 30, 2022 November 30, 2022
  • 17:10
A man in a suit walking up concrete steps.

National Bank reports Q4 profit down from year ago, raises quarterly dividend

Wealth management profit was up by 24% on higher interest rates

Multi-Ethnic group of students with laptop in campus - Soft sunset Light

The post-pandemic investor protection challenge

IOSCO report recommends practices for investor protection and education during a crisis

  • By: Staff
  • November 30, 2022 November 30, 2022
  • 12:17
Royal Bank of Canada storefront sign in a Downtown rural sreet of small town Canadian city of Brighton near Pesquile Lake Provincial Park in the summer cloudy and sunny day stock photo

RBC reports $3.9B Q4 profit as it prepares for a more turbulent year ahead

Wealth management profits increased despite lower fee-based revenues

Business people working in a conference room

Desjardins to acquire Worldsource wealth and insurance businesses from Guardian Capital

Desjardins said it plans to operate the three companies as standalone entities

  • By: Staff
  • November 30, 2022 November 30, 2022
  • 10:59
Old architecture at dusk on street in Old Montreal in Canada

MX disciplines HSBC over electronic access

Firm sanctioned over unapproved access to exchange's systems

Greenwashing Concept stock photo

Fund managers heed the added risk of ESG: Fitch

Focus on greenwashing has heightened regulatory risk for ESG funds, managers

  • By: Staff
  • November 29, 2022 November 29, 2022
  • 17:22
Extreme Closeup of New Polymer Twenty Dollar Bills

BoC incurs first loss in its history

The central bank lost $522 million in the third quarter