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Indecisive and lost man chooses the right path

Clients need help understanding passive versus active: survey

The quest for lower fees might be confusing the issue

Sir Oliver Mowat statue at the Ontario Legislative Building in Toronto

Ontario won’t go along with federal passive income rules

Fall economic statement also includes pledge to review financial planner and advisor oversight

Idea

IG Wealth Management to unbundle fees for all clients

Pricing model distinguishes between management and advice costs

  • By: Staff
  • November 15, 2018 November 15, 2018
  • 14:45
Life saver falling on blue churning water

Dynamic Funds altering risk ratings of multiple funds

Dozens of funds will be affected

  • By: Staff
  • November 15, 2018 November 15, 2018
  • 13:55
Mountaineers

Help clients plan for life breaks: survey

Simple vacations may not be enough

  • By: Staff
  • November 15, 2018 November 15, 2018
  • 13:48
close up, business man or lawyer accountant working on accounts using a calculator and writing on documents

RBC GAM lowers admin fees for bond fund

The adjustment affects five series of the fund

  • By: Staff
  • November 15, 2018 November 15, 2018
  • 11:36
Business people working in a conference room

PMAC welcomes new board chair, members

Denys Calvin of Nexus Investment Management was elected chair

  • By: Staff
  • November 15, 2018 November 15, 2018
  • 11:28
stock market price abstract

TD launches 3 actively managed ETFs

ETFs began trading on Wednesday

  • By: Staff
  • November 14, 2018 November 14, 2018
  • 16:13
calculating numbers for income tax return with glasses pen and calculator

Canaccord Genuity reports quarterly profit of $28.9M

Revenue from advisory services grew by 44.2%

  • By: Staff
  • November 14, 2018 November 14, 2018
  • 16:05
Gas flaring. Torch against the sky.

The outlook for Canadian natural gas

A look at what's driving near- and long-term prices and demand

  • By: Sharon Ho
  • November 14, 2018 November 14, 2018
  • 16:00
Canadian money

Desjardins Group posts Q3 surplus earnings of $570M

Desjardins Investments said Wednesday that it's closing two funds

  • By: Staff
  • November 14, 2018 November 14, 2018
  • 15:35
Lawyer

IIROC fines TD Waterhouse $140K for inadequate supervision of advisor’s trading

The advisor was already disciplined for not considering clients’ best interests

  • By: Staff
  • November 14, 2018 November 14, 2018
  • 15:07
Thief

Three Toronto men charged for illegally trading securities

One was permanently banned from trading or selling securities in 2008

  • By: Staff
  • November 14, 2018 November 14, 2018
  • 14:21
wall street, new york city

U.S. brokers in spotlight for narrow application of best interest rule

Proposed rule applies only when a broker makes a recommendation

  • By: Staff
  • November 13, 2018 November 13, 2018
  • 16:35
internet lock

MFDA launches cybersecurity assessment program

The SRO is seeking volunteers

  • By: Staff
  • November 13, 2018 November 13, 2018
  • 16:27
Business People Handshake Greeting Deal Concept

Canadian execs to take break from M&A

A positive economic outlook doesn't mean more deals are coming, an EY survey says

  • By: Staff
  • November 13, 2018 November 13, 2018
  • 13:57
Young plant

NEI makes changes to fund lineup

Changes include expansion of preferred pricing and series reclassification

  • By: Staff
  • November 13, 2018 November 13, 2018
  • 12:34
Stock Quotes as graphs and tables with magnifier and calculator in panoramic format

Ways to deal with bond market volatility

As U.S. yields have risen, active management has been key

  • By: Sharon Ho
  • November 12, 2018 November 13, 2018
  • 16:00
Business man looking at big bright opened door concept

Advocis urges Alberta to regulate advisors

As in Ontario, a poll finds Albertans support regulation of "financial advisor"

  • By: Staff
  • November 12, 2018 November 12, 2018
  • 14:56
Performance Metrics

Companies to get pragmatic with digital transformations in 2019

Gains will come from precise—not sweeping—changes, a Forrester report says

  • By: Staff
  • November 12, 2018 November 12, 2018
  • 14:16
Checking monthly activities and appointments at the office

AIP Asset Management to terminate 2 funds

Small funds are more difficult to operate, the firm says

  • November 12, 2018 November 12, 2018
  • 11:52
Securities and Exchange trending up

CPP Fund reports Q2 net return of 0.6%

Foreign currency declines provided a headwind

  • By: Staff
  • November 9, 2018 November 9, 2018
  • 16:41
calculating numbers for income tax return with glasses pen and calculator

Fiera Capital reports $1-million profit for third quarter

The firm's AUM rose to $143.5 billion

  • November 9, 2018 November 12, 2018
  • 15:08
Businessmen on stone cubes jumping towards higher ones

GMP Capital reports $2.9-million profit for third quarter

Richardson GMP also reported strong gains over the period

  • By: Staff
  • November 9, 2018 November 9, 2018
  • 13:50
Supreme Court of Canada building in Ottawa, Canada

Supreme Court says national securities regulator plan is constitutional

The high court says the proposed co-operative system “does not improperly fetter'' the sovereignty of legislatures