IIROC seeking feedback on arbitration program overhaul
Proposals include increasing the limit on claims and publishing arbitration decisions
Latest news in Industry News
BCSC bans fraudsters, orders $1.5M in sanctions
The panel imposed $1.1 million in penalties and $400,000 in disgorgement over a fuel-cell scheme
- By: James Langton
- December 6, 2022 December 6, 2022
- 14:48
Banking alliance distances itself from UN campaign over emissions targets
Canada's big banks said they're still focused on net-zero commitments
- By: Michael McKiernan
- December 6, 2022 December 6, 2022
- 09:19
NBF’s Nicole Miller to receive WCM leadership award
Women in Capital Markets' annual awards take place in Toronto on Wednesday
- By: Staff
- December 5, 2022 December 5, 2022
- 14:05
New SRO should oversee Quebec’s fund dealers: IIAC
Trade group calls on provincial finance minister to review fund dealer oversight
- By: James Langton
- December 5, 2022 December 5, 2022
- 13:56
Fed tackles banks’ climate-related risks
Agency issues proposed principles for large banks to address climate risks
- By: James Langton
- December 2, 2022 December 2, 2022
- 16:30
Financial stability risks rise for China: Moody’s
Troubled property sector poses growing threat to banks
- By: James Langton
- December 2, 2022 December 2, 2022
- 14:24
Securities sector faces a mixed 2023: Fitch
Weakness in investment banking to be offset by strong trading activity
- By: James Langton
- December 2, 2022 December 2, 2022
- 13:33
ASIC sanctions Vanguard for alleged greenwashing
Underlying index failed to screen out tobacco sellers, regulator charged
- By: James Langton
- December 2, 2022 December 2, 2022
- 13:20
Outlook for global banks stable in 2023: Moody’s
Margin expansion, strong balance sheets to offset rising loan losses
- By: James Langton
- December 2, 2022 December 2, 2022
- 12:16
ISS to demand diverse directors in 2024
Proxy advisory firm adopts voting policy changes for upcoming season
- By: James Langton
- December 2, 2022 December 2, 2022
- 10:28
FP Canada announces latest QAFP exam results
The exam was written by 69 candidates
- By: Staff
- December 1, 2022 December 1, 2022
- 15:20
Banks outline downturn prep while still talking growth
Strategies were discussed during earnings calls
- By: Ian Bickis, Canadian Press
- December 1, 2022 December 1, 2022
- 14:40
BMO reports Q4 profit, raises dividend
The bank's bottom line was boosted by Bank of the West acquisition
- By: The Canadian Press, Staff
- December 1, 2022 December 1, 2022
- 14:12
TD reports earnings up as it sees growth in margins and loans
The bank is putting more bankers, advisors on the street, CFO says
- By: Ian Bickis, Canadian Press, Staff
- December 1, 2022 December 1, 2022
- 13:24
Industry moves this week
Appointments follow the launch of a new division at Raymond James Ltd. and a retirement announcement from CSI
- By: Katie Keir
- December 1, 2022 December 1, 2022
- 12:39
CIBC reports Q4 profit down from year ago
Expenses, margins and provisions weighed on earnings
- By: Canadian Press, Staff
- December 1, 2022 December 1, 2022
- 11:44
Ontario appoints Kevan Cowan as new OSC chair
Cowan replaces Heather Zordel, who resigned last month
- By: Staff
- November 30, 2022 November 30, 2022
- 17:10
National Bank reports Q4 profit down from year ago, raises quarterly dividend
Wealth management profit was up by 24% on higher interest rates
- By: Staff, with files from The Canadian Press
- November 30, 2022 November 30, 2022
- 12:33
The post-pandemic investor protection challenge
IOSCO report recommends practices for investor protection and education during a crisis
- By: Staff
- November 30, 2022 November 30, 2022
- 12:17
RBC reports $3.9B Q4 profit as it prepares for a more turbulent year ahead
Wealth management profits increased despite lower fee-based revenues
- By: Staff, with files from The Canadian Press
- November 30, 2022 November 30, 2022
- 12:03
Desjardins to acquire Worldsource wealth and insurance businesses from Guardian Capital
Desjardins said it plans to operate the three companies as standalone entities
- By: Staff
- November 30, 2022 November 30, 2022
- 10:59
MX disciplines HSBC over electronic access
Firm sanctioned over unapproved access to exchange's systems
- By: James Langton
- November 29, 2022 November 29, 2022
- 20:36
Fund managers heed the added risk of ESG: Fitch
Focus on greenwashing has heightened regulatory risk for ESG funds, managers
- By: Staff
- November 29, 2022 November 29, 2022
- 17:22
BoC incurs first loss in its history
The central bank lost $522 million in the third quarter
- By: Nojoud Al Mallees, The Canadian Press
- November 29, 2022 November 29, 2022
- 15:42