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TSX launches 2 new indexes on Monday

A third index will be released at a later date


IIAC concerned about communication between ombudservice, regulator

Proposed rules may put OBSI in a position where it's viewed as having a regulatory function, a letter warns


Franklin Templeton to terminate Canadian Large Cap Fund

The fund will close around Jan. 17

  • By: Staff
  • November 15, 2019 November 15, 2019
  • 14:36
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SEC awards $260,000 to whistleblowers

Three victims of fraud notified SEC of scheme targeting retail investors

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Four fund managers receive Lipper group awards

The 2019 Lipper Awards honoured strong-performing Canadian mutual funds and ETFs

  • By: Staff
  • November 15, 2019 November 16, 2019
  • 12:40
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Responsible index investing faces obstacles

Integrating the two concepts is popular among investors, but difficult to achieve, says a new report

Wooden gavel used by a judge or auctioneer

IIROC revokes membership for Jacob Securities

Firm had been suspended since Dec. 2015

  • By: Staff
  • November 15, 2019 November 15, 2019
  • 12:06
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OSC seeks lawyers to advise on tribunal policy

The Securities Proceedings Advisory Committee provides advice on policy and procedural initiatives

  • By: Staff
  • November 15, 2019 November 15, 2019
  • 10:54

ASC bans, fines Ponzi schemers

An individual and a firm must pay almost $2.75M

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Wealth management, life and health insurance lead to flat Q3 for Desjardins

Desjardins said it's spent $70 million implementing protections for members following a data breach

Digital World

OSFI rejects proposed global capital standard for insurers

Canadian insurers will continue to be subject to existing capital rules

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IIROC tackles cyber risk with reporting rule

Firms must report breaches within three days

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Sweden snubs Canadian bonds, citing climate risk

The Riksbank sold its holdings of bonds issued by Alberta


Wellington-Altus names chief market strategist

James Thorne will assess market trends and form portfolio recommendations

  • By: Staff
  • November 14, 2019 November 14, 2019
  • 11:56
Securities and Exchange trending up

CPPIB reports quarterly results

The fund manager says it earned a return of 2.3% in Q2

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Former NHL player sues advisor for negligent advice

The insurance agent and CFP allegedly promoted the sale of multiple insurance policies as part of a sophisticated tax strategy

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BoC to help firms facing exceptional liquidity stresses

New system designed to prevent liquidity shocks from spreading to other firms

Luthier in workshop

CFIB calls on feds to ‘start fresh’ with small business community

New poll finds Canadians believe governments undervalue small businesses

Asian couple meeting financial adviser for investment planning.

Ontario regulator provides update on title regulation

Details are few, but flexibility is a key theme

Businessman Holding coffee thinking

Alt survey finds private equity AUM has grown

Meanwhile, AUM for hedge funds has shrunk

Wooden gavel used by a judge or auctioneer

MFDA bans former rep for failing to cooperate with investigation

The rep was being investigated for allegedly draining his father’s investment accounts

American dollars

Powell predicts ‘sustained expansion’ of U.S. economy

The Fed is likely to hold its benchmark short-term rate in the coming months

Man refuel his car on gas station

U.S. CPI rises on surging gas prices

After drops in August and September, gasoline prices rose 3.7% last month

hand pulling financial business graph to high growth rate

Home Capital Group reports $39-million Q3 profit

The mortgage lender also reported growth in mortgage originations

Condo buildings in downtown Montreal

FSRA eyes ‘risky’ syndicated mortgages

Regulator says it's "committed to strengthening" investor protection

  • By: Staff
  • November 12, 2019 November 12, 2019
  • 16:38