Home Breadcrumb caret Industry News Breadcrumb caret Industry IIROC republishes remaining CRM reforms IIROC has republished for further public comment the amendments in its Client Relationship Model (CRM) initiative, scheduled to take effect over the next two years. By Staff | September 18, 2014 | Last updated on September 18, 2014 1 min read IIROC has republished for further public comment the amendments in its Client Relationship Model (CRM) initiative, scheduled to take effect over the next two years. Read: Meeting the challenge of CRM2 The amendments have been revised to incorporate a change requested by Canadian Securities Administrators (CSA) staff to align the scope of IIROC’s proposed “Report on client positions held outside of the Dealer Member” with the scope of the CSA’s equivalent “Additional Statement”. Details of this change and other minor changes to the previously published version of these amendments are contained in the IIROC notice published today to solicit further public comment on the revised amendments. Related documents: Rules Notice: Client Relationship Model – Implementation Rules Notice: Client Relationship Model – Guidance Rules Notice: Know your client and suitability – Guidance Rules Notice: Client Relationship Model – Phase 2 – Implementation Rules Notice: Client Relationship Model – Phase 2 – Republication Also read: IIROC handed out $5.3 million in fines Compliance roundup: September 2014 Staff The staff of Advisor.ca have been covering news for financial advisors since 1998. Save Stroke 1 Print Group 8 Share LI logo