Mackenzie and Great-West Lifeco partner with private equity manager
The relationship will boost the firms' private market offerings
- By: Staff
- September 17, 2020 September 17, 2020
- 12:56
Latest news in Industry News
TDAM launches sustainability-focused funds
The two new funds support the United Nations' sustainable goals
- By: Staff
- September 17, 2020 September 17, 2020
- 12:18
CSA warns industry against abuses as bans loom for trailers, DSCs
Regulators have adopted final rules for a ban on trailers to discount brokers
- By: James Langton
- September 17, 2020 September 17, 2020
- 12:16
PEAK settles overcharging, supervisory allegations
The firm reported that clients had paid trailers on fee-based accounts
- By: James Langton
- September 17, 2020 September 17, 2020
- 11:13
Have you found your niche?
Focusing on a target group of clients can help you grow your business, experts say
- By: Greg Dalgetty
- September 16, 2020 September 16, 2020
- 16:21
FSRA to assess insurance sector for fair treatment of clients
MGAs will be part of the review
- By: Staff
- September 16, 2020 September 16, 2020
- 14:30
NSSC denies rep’s bid to halt disciplinary action
Rep sought to stay a nine-month suspension, pending review of IIROC ruling
- By: James Langton
- September 16, 2020 September 16, 2020
- 12:57
ISS launches diversity data on directors and executives
The proxy advisory firm has released data on the race and ethnic background of leaders at more than 6,000 companies
- By: James Langton
- September 16, 2020 September 16, 2020
- 10:30
OSFI reviews financial sector’s dependence on technology
The regulator notes the pandemic has “further accelerated digital transformation”
- By: James Langton
- September 16, 2020 September 16, 2020
- 10:20
RIA creates anti-racism pledge for asset managers
The founding signatories are 10 institutional investors representing $1.1 trillion in AUM
- By: Melissa Shin
- September 16, 2020 September 16, 2020
- 10:12
Bank of Canada launches consultation on government debt strategy
The government has a new objective to "issue a historic level of long-term bonds"
- By: James Langton
- September 16, 2020 September 16, 2020
- 10:09
Some JPMorgan traders catch Covid as bank reopens offices
Few other banks or financial companies had been as insistent about returning workers to the office
- By: Ken Sweet, The Associated Press
- September 15, 2020 September 15, 2020
- 16:05
Virtual hearings could continue post-pandemic, IIROC says
The regulator has published best practices for electronic proceedings
- By: Staff
- September 15, 2020 September 15, 2020
- 15:15
Shopify tops list of TSX best performers
Technology and mining stocks were well represented in this year's TSX30
- By: Staff
- September 15, 2020 September 15, 2020
- 15:02
Annuities lead year-over-year premium growth in 2019
Annual stats from CLHIA show a growing health and life insurance industry
- By: Staff
- September 15, 2020 September 15, 2020
- 12:41
Sullivan proposes new terms, board nominees ahead of GMP vote
The former CEO said he supports the transaction's concept but not the terms
- By: Mark Burgess
- September 15, 2020 September 15, 2020
- 12:36
Capital Group launches income portfolio
New product invests primarily in underlying Capital Group and affiliated funds
- By: Staff
- September 15, 2020 September 15, 2020
- 11:00
Respondents unsuccessful in avoiding OSC video hearing
The respondents argued that a video hearing “would not permit an adequate assessment of credibility”
- By: James Langton
- September 14, 2020 September 14, 2020
- 16:41
Rob Djurfeldt moves to CIBC
The industry veteran had left Wellington-Altus in June
- By: Rudy Mezzetta
- September 14, 2020 September 14, 2020
- 15:16
Regulators, organizations look to fill ESG standards void
Regulation of sustainable investments hasn’t kept pace with investor appetite
- By: Mark Burgess
- September 14, 2020 September 4, 2020
- 15:00
OSC reports downward trend in compliance actions
KYC, KYP and suitability obligations remain areas of concern
- By: James Langton
- September 14, 2020 September 14, 2020
- 13:13
BMO launches new line of ESG portfolios
The new offerings invest in companies with high ESG ratings
- By: Staff
- September 14, 2020 September 14, 2020
- 11:01
Cary List to retire from FP Canada
List has led the organization since 2006
- By: Staff
- September 14, 2020 September 14, 2020
- 10:48
IGM Financial chief executive Jeff Carney stepping down for health reasons
James O'Sullivan will now lead IGM Financial and Damon Murchison will lead IG Wealth Management
- By: Canadian Press
- September 14, 2020 September 14, 2020
- 10:34
Where’s the gender diversity on smaller boards?
Efforts to improve gender diversity on boards still have a long way to go
- By: Anne-Marie Vettorel
- September 11, 2020 September 4, 2020
- 15:00