Timeline for a national regulator: Advisor Audio

Listen and learn. At the 2011 Distributors’ Summit presented by Advisor.ca, distributors discussed ways they can work together to help advisors capture the next generation of client and learned from one another how to better assess and respond to risk, engage regulators, and build an environment that’s more business friendly in the next decade.

By Staff | October 3, 2011 | Last updated on October 3, 2011

1 min read

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Listen and learn.

Speakers at Advisor Group’s 2011 Distributors’ Summit discussed ways industry members can work together to help advisors capture the next generation of clients, better assess and respond to risk, and build a more business-friendly environment.

Joseph Groia, Principal, Groia & Company, Toronto, discussed the topic of self-regulation, noting much of the turmoil surrounding Canadian SROs stems from the uncertainty about when, and how, a national regulator would be created and rolled out.

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