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Analyst is drawing a financial calculations and predictions on the glass screen. Graphs, charts and arrows everywhere. A concept of forex market.

OSC adopts new fee model

New $13.5-million fee for OTC derivatives market players to launch April 2023

Justitia, the goddess of justice

Canadian charged in pump-and-dump scheme

U.S. authorities allege Quebec firm used in market manipulation

Worker in protective clothing in factory using machine

Economy cools, but likely not enough for BoC

Scotia sees price pressures persisting even as growth slows

ESG letters

Asset managers expand RI strategies: Survey

Responsible Investment Association survey finds recent momentum is giving way to demand for more vigilant reporting

senior long-term care

Affluent Canadians concerned about impact of volatile economy

Nearly half of HNW Canadians surveyed say pandemic has affected retirement planning

gavel

Rep fined, banned for misappropriation

SRO alleged rep took money from a client who was a fellow fund rep

Greenwashing Concept stock photo

GSAM settles SEC greenwashing allegations

Firm agrees to pay $US4 million to resolve charges that it didn't follow ESG policies

Financial District of London and the Tower Bridge

FCA seeks industry code for ESG ratings, data

Regulator forms industry group to develop voluntary code of conduct

As assets rebound, ETF sales revive — mutual funds don’t

IFIC data from October shows that mutual funds remain in net redemptions, ETF sales rise

Closed road. Many iron anti-tank structures on the road, a tank barrier

Global economy needs peace in Ukraine: OECD

War continues to intensify the headwinds to growth, group warns

  • November 22, 2022 November 22, 2022
  • 15:05
Container Cargo freight ship with ports crane bridge in harbor

Merchandise trade falls in Q3: OECD

Softening demand, lower commodity prices cuts trade flows

Megaphone

Steve Hawkins retires from Horizons

This week's industry moves

  • By: Katie Keir
  • November 22, 2022 November 22, 2022
  • 14:18
Wooden gavel used by a judge or auctioneer

CRM3, DSCs, new SRO top OSC agenda

Regulator sets out draft priorities for fiscal 2024

Europe’s inflation likely hasn’t peaked, ECB’s Lagarde says

Inflation hit 10.6% in October

Current account turns to deficit in Q3: StatsCan

Growing services deficit and investment income turned the balance negative

  • By: Staff
  • November 28, 2022 November 28, 2022
  • 13:26

Alberta projects $12.3B surplus in latest fiscal update

The government set aside $2.8 billion over three years to cover inflation-fighting programs and payouts

BlockFi seeks protection as FTX collapse rattles crypto

BlockFi claimed more than 100,000 creditors and liabilities ranging from $1 billion to $10 billion

Tribunal rejects bid to make Bridging evidence confidential

Lack of jurisdiction and evidence of harm underlie the decision not to intervene

ESG a credit boost for few, a burden for many: Moody’s

Governance and social factors weigh on many issuers' credit ratings

What’s new in investment products

NBI launched international equity funds while CIBC released a fixed-income alt

What’s new from fund manufacturers

BMO partners with ARK on innovation funds, and Purpose prepares single-stock ETFs

  • By: Staff
  • November 17, 2022 November 17, 2022
  • 11:01

Purpose files prospectus for single-stock ETFs

The products would offer exposure to large U.S. names while using covered calls to provide income