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LeClair joins Manulife Asset Management

Manulife Asset Management has announced Randy LeClair has joined the firm, as a managing director, effective January 30th.

  • By: Staff
  • February 3, 2012 August 21, 2018
  • 00:00

Manager fined for poor oversight

IIROC finds this branch manager failed to properly supervise suspicious transactions by registered representatives who were under his supervision.

  • By: Staff
  • February 2, 2012 August 21, 2018
  • 13:01

Union of Canada Life to liquidate

The Ontario Superior Court of Justice has ordered the winding-up of Union of Canada Life, finding that the company had insufficient capital to ensure long-term…

  • By: Staff
  • February 2, 2012 August 21, 2018
  • 12:30

Insider trading costs advisor $20,000

IIROC finds broker effected trades for her own account and directly from insiders in publicly traded companies, and without the knowledge of her employer.

  • By: Staff
  • February 2, 2012 August 21, 2018
  • 11:48

The danger of the pre-audit heads-up

Only a month into 2012, the delegation of compliance duties is already becoming an issue with Wall Street regulators.

  • By: Katie Keir
  • February 2, 2012 August 21, 2018
  • 10:28

Facebook files for $5 billion IPO

The world's most popular social network has filed for an IPO of $5 billion, launching the process for its highly anticipated stock market debut.

  • By: Katie Keir
  • February 2, 2012 August 21, 2018
  • 00:00

Ten tips on building your network

The idea that we are but a few links away from everyone else forms the whole basis of networking. In fact, the professional website LinkedIn…

Insurance in 2012 and beyond

It’s been tough going for insurance companies in the last few years. They’ve not only had to retire certain types of life insurance products and…

TMX unveils next-gen trading platform

The days of waiting around for over 100 microseconds for a trade to be processed may be coming to an end. TMX Group has announced…

  • By: Staff
  • February 1, 2012 August 21, 2018
  • 11:05

HSBC pool sheds one manager

HSBC Global Asset Management (Canada) has announced Jennison Associates LLC is no longer a sub-advisor to the HSBC MultiAlpha U.S. Small/Mid Cap Equity Pooled Fund,…

  • By: Staff
  • February 1, 2012 August 21, 2018
  • 10:51

Preparing for the worst

The logic and technique behind stress-testing client portfolios

The true cost of debt

The true cost of debt—to truly help clients understand, advisors need to factor in taxes

EU thwarts Börse-NYSE merger plan

The European Commission has blocked the proposed $9 billion merger between Deutsche Börse and NYSE Euronext. In effect, the decision has halted the plan by…

  • By: Staff
  • February 1, 2012 August 21, 2018
  • 08:00

Sales of luxury homes fall 35% in Toronto and Vancouver

Millennials and boomers drove sales increases in expensive condos

Outlook for BoC rate hikes

Despite new trade deal, uncertainties persist

  • By: Staff
  • October 23, 2018 October 23, 2018
  • 10:12

Freeland, Mexican minister noncommittal on U.S. lifting of tariffs

Trade dispute fails to disappear even after USMCA deal

Fiera Capital names new EVP, global CFO

Lucas Pontillo moves from Manulife Asset Management

  • By: Staff
  • October 23, 2018 October 23, 2018
  • 11:43

Fiera Capital sells retail mutual funds to Canoe Financial

Fiera will continue to manage its Canadian closed-end funds and alternative strategies

  • By: Staff
  • October 23, 2018 October 23, 2018
  • 11:39

FAIR and PMAC focus on fiduciary duty in CFRs

Plus, IG offers insight on the fallout for firms from CSA's proposals

  • By: Staff
  • October 22, 2018 October 22, 2018
  • 15:36

AGF launches fixed income ETF

The bond ETF uses a multi-factor approach to select securities

  • By: Staff
  • October 22, 2018 October 22, 2018
  • 11:19

WisdomTree launches fixed income ETF

It will be actively managed

  • By: Staff
  • October 12, 2018 October 12, 2018
  • 12:05

First Block Capital launches ETF based on distributed ledger technology

ETF begins trading today

  • By: Staff
  • October 10, 2018 October 10, 2018
  • 11:48