Manulife Asset Management has announced Randy LeClair has joined the firm, as a managing director, effective January 30th.
IIROC finds this branch manager failed to properly supervise suspicious transactions by registered representatives who were under his supervision.
The Ontario Superior Court of Justice has ordered the winding-up of Union of Canada Life, finding that the company had insufficient capital to ensure long-term…
IIROC finds broker effected trades for her own account and directly from insiders in publicly traded companies, and without the knowledge of her employer.
Only a month into 2012, the delegation of compliance duties is already becoming an issue with Wall Street regulators.
The world's most popular social network has filed for an IPO of $5 billion, launching the process for its highly anticipated stock market debut.
The idea that we are but a few links away from everyone else forms the whole basis of networking. In fact, the professional website LinkedIn…
It’s been tough going for insurance companies in the last few years. They’ve not only had to retire certain types of life insurance products and…
The days of waiting around for over 100 microseconds for a trade to be processed may be coming to an end. TMX Group has announced…
HSBC Global Asset Management (Canada) has announced Jennison Associates LLC is no longer a sub-advisor to the HSBC MultiAlpha U.S. Small/Mid Cap Equity Pooled Fund,…
The logic and technique behind stress-testing client portfolios
The true cost of debt—to truly help clients understand, advisors need to factor in taxes
The European Commission has blocked the proposed $9 billion merger between Deutsche Börse and NYSE Euronext. In effect, the decision has halted the plan by…
Millennials and boomers drove sales increases in expensive condos
Despite new trade deal, uncertainties persist
Trade dispute fails to disappear even after USMCA deal
Lucas Pontillo moves from Manulife Asset Management
Fiera will continue to manage its Canadian closed-end funds and alternative strategies
Plus, IG offers insight on the fallout for firms from CSA's proposals
The bond ETF uses a multi-factor approach to select securities
It will be actively managed
ETF begins trading today