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Fidelity may shut shop in India

Indian financial markets are abuzz with speculations about Fidelity trying to sell its India business. The Economic Times reported that spiralling “losses and years of…

How to use social media more effectively

To effectively leverage and maximize social media tools to grow business takes more than just a social media presence.

Investia fined $100,000 for leverage

A settlement hearing in the matter of Investia Financial Services Inc. was held in Toronto, Ontario before a hearing panel of the MFDA's Central Regional…

  • By: Staff
  • January 30, 2012 August 21, 2018
  • 10:42

Leverage use costs FundEX $100,000

A settlement hearing in the matter of FundEX Investments Inc. was held in Toronto, Ontario before a hearing panel of the MFDA's Central Regional Council.

  • By: Staff
  • January 30, 2012 August 21, 2018
  • 10:39

RBC introduces new funds

RBC Global Asset Management Inc. announced today the launch of BlueBay Emerging Markets Corporate Bond Fund, RBC U.S. Mid-Cap Value Equity Fund and RBC U.S.…

  • By: Staff
  • January 30, 2012 August 21, 2018
  • 00:00

Regulators set rules for ratings agencies

The Canadian Securities Administrators announced today the adoption of National Instrument 25-101 Designated Rating Organizations, which will impose requirements on credit rating organizations wishing to…

  • By: Staff
  • January 27, 2012 August 21, 2018
  • 11:27

MFDA fines Stuart Mutuals $45,000

A settlement hearing in the matter of W. H. Stuart Mutuals Ltd. was held today in Toronto, Ontario before a hearing panel of the MFDA's…

  • By: Staff
  • January 27, 2012 August 21, 2018
  • 11:13

Requiem for a regulator

In March 2007, the federal government proposed the creation of a national securities regulator. As is so often the case in Canada, the idea was…

  • By: Staff
  • January 27, 2012 August 21, 2018
  • 10:23

A case for looser regulation

As Canada steps away from a national securities regulator behind it, there’s a constant stream of criticism of America’s SEC. Perhaps there’s an argument for…

  • By: Staff
  • January 27, 2012 August 21, 2018
  • 00:00

Brace for a rough ride in 2012: Shilling

The structural deleveraging process that began in 2008 is far from over, according to Dr. Gary Shilling. On a global basis, we might be halfway…

A year for discipline

Time and time again, clients say their reason for seeking a new relationship is that they current advisor just wasn’t there for them in tough…

  • By: Staff
  • January 26, 2012 August 21, 2018
  • 10:00

UK will protect ‘irrational’ investors

Martin Wheatley, head of the UK’s new consumer protection watchdog, has major concerns about the current quality of bank advice. He believes that investors cannot…

  • By: Katie Keir
  • January 25, 2012 August 21, 2018
  • 13:45

Mid-life and behind in retirement planning

Canadians in their 40s admit that they are not properly preparing for retirement and a shocking percentage haven't even opened an RRSP yet.

  • By: Katie Keir
  • January 25, 2012 August 21, 2018
  • 12:25

Will feds’ fall fiscal update respond to Canada’s competitiveness woes?

Fiscal update could provide measures for economic stimulus

  • By: Staff
  • November 16, 2018 November 16, 2018
  • 16:02

Does U.S. industrial production data indicate slowdown?

Some economists are downgrading their U.S. GDP forecast for Q4

Manufacturing sales up 0.2% in September

Small gain caps off strong quarter

Ontario government supports FSRA, CCMR in fiscal update

The Progressive Conservatives will introduce legislative amendments to bolster the new financial services and pensions regulator

  • By: Staff
  • November 16, 2018 November 16, 2018
  • 13:52

Clients need help understanding passive versus active: survey

The quest for lower fees might be confusing the issue

  • By: Staff
  • November 16, 2018 November 16, 2018
  • 11:21

Ontario won’t go along with federal passive income rules

Fall economic statement also includes pledge to review financial planner and advisor oversight

Evolve launches global bond ETF

Firm also launches U.S. dollar unhedged units of an ETF

  • By: Staff
  • November 14, 2018 November 14, 2018
  • 16:37

Horizons launches ETF focused on next-generation tech

The ETF tracks the Solactive Industry 4.0 Index

  • By: Staff
  • November 6, 2018 November 6, 2018
  • 12:10

Horizons ETFs enters RI market with new sustainable fund

Fund offers access to some of the world's largest environmentally responsible companies

  • By: Staff
  • November 1, 2018 November 1, 2018
  • 13:58