News and resources for Canada's top financial advisors
Est. 1998
Industry
Investment advisers violated revised marketing rules, regulator alleges
By James Langton |September 12, 2023
1 min read
Regulation
Regulators' year in review also detailed crypto oversight, CFR sweep
By Staff |September 7, 2023
2 min read
Former firm provided reps with improper incentives, regulator alleged
By James Langton |August 25, 2023
The association extended its line of credit, got a loan and tapped into its $5.5-million reserve fund
By Michelle Schriver |August 24, 2023
Even award-winning advisors see merit in the crackdown on pay-to-play and sales-based accolades
By Melissa Shin |August 21, 2023
5 min read
Regulator sets supervisory priorities for credential providers
By James Langton |August 10, 2023
Life
Advisors should be as thorough as possible when going through insurance applications with a client
By Kelsey Rolfe |August 8, 2023
3 min read
Your Business
Leaders need to build a sense of community on their teams and ensure members feel valued
By Todd Humber |August 3, 2023
The CSA and CIRO will consider such awards a compliance issue
By James Langton |August 1, 2023
A surge in female branch managers could help address industry stigma
By Staff |July 24, 2023
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