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Businessman Working Finance Trading Stock Concept

Sector faces competitive and regulatory headwinds, even as recovery solidifies, Fitch says

International business network with connected lines, worldwide communication for internet of things, finance, trading, blockchain and web technologies, concept wit businessman using tablet computer (International business network with connected lines,

Technology presents opportunities as well as challenges for firms, FINRA said

young man in wheelchair working on laptop

The online brokerage behind this year's meme stock phenomenon will list on the Nasdaq

Candle stick graph chart of stock market investment trading

Dealers' FX fees, capacity issues and online chatroom activity are all attracting the OSC's interest

Toronto skyline in financial district

Marsh has led the brokerage since 2010

Securities trending up

Robinhood has drawn criticism in its drive to bring more regular people into investing

  • By: Alex Veiga
  • February 9, 2021 February 9, 2021
  • 10:16
Jenga

Firms' robust liquidity and solid leverage positions should balance macro risks

gavel

A day trader claimed that tax forms provided by TD Waterhouse led to a surprise tax bill

Macro shot of a hand of a businessman signing or writing a document on a sheet of white paper using a nibbed fountain pen.

The deal follows Charles Schwab and TD Ameritrade's merger last year

Gavel

Requiring brokerage firms to disclose whether they have E&O insurance could enhance investor protection