A day trader claimed that tax forms provided by TD Waterhouse led to a surprise tax bill
The deal follows Charles Schwab and TD Ameritrade's merger last year
Requiring brokerage firms to disclose whether they have E&O insurance could enhance investor protection
DBRS reports that TD expects a sizeable re-evaluation gain at closing
TD Bank will hold a 13% stake in the combined company
The rating agency said it expects industry consolidation to continue
The American SRO looks at phishing, mobile devices and insider threats
The partnership allows clients to aggregate their assets from other financial institutions
Proposed rule applies only when a broker makes a recommendation
Is IIROC interpreting "recommendation" too broadly?