Model rules allow brokers to use continuing education to maintain status
Sector faces competitive and regulatory headwinds, even as recovery solidifies, Fitch says
Technology presents opportunities as well as challenges for firms, FINRA said
The online brokerage behind this year's meme stock phenomenon will list on the Nasdaq
Dealers' FX fees, capacity issues and online chatroom activity are all attracting the OSC's interest
Marsh has led the brokerage since 2010
Robinhood has drawn criticism in its drive to bring more regular people into investing
Firms' robust liquidity and solid leverage positions should balance macro risks
A day trader claimed that tax forms provided by TD Waterhouse led to a surprise tax bill
The deal follows Charles Schwab and TD Ameritrade's merger last year