News and resources for Canada's top financial advisors
Est. 1998
Industry
Rep fined, banned after borrowing from clients, misleading dealer
By James Langton |March 11, 2023
2 min read
Observers felt a strong ruling would have sent a message to other pot companies and comforted investors who lost money
By Tara Deschamps, The Canadian Press |December 16, 2022
4 min read
Sanctions include market bans, costs, but no financial penalties
By James Langton |November 4, 2022
3 min read
Regulators resolve accounting irregularity case with dually listed firm
By James Langton |October 25, 2022
The company failed to file accurate financial statements, the regulator alleges
October 21, 2022
CannTrust has since renamed itself Phoena Holdings and exited creditor protection in March
By Tara Deschamps, The Canadian Press |October 17, 2022
Positive advisor sentiment increased for Canadian equities, natural gas, crude
By Staff |October 28, 2021
Ex-CEO sanctioned for trading after issuing misleading press releases
By James Langton |January 22, 2021
Advisors have cooled on the tech-heavy NASDAQ, with sentiment shifting to cyclical sectors
By Staff |January 21, 2021
An Ontario court has ruled that allowing the team to handle the case would limit the amount investors can recover
By James Langton |January 31, 2020
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