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Keyword: Continuing Education

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Growth

Examining how taxes, expected investment outcomes and utility can affect asset location

Business people working in a conference room

Comments on proposed requirements are due in November

  • By: Staff
  • August 18, 2020 August 18, 2020
  • 11:22
Young business woman working at desk typing on a laptop in office and drinking coffee.

The SRO has said it won’t be holding in-person conferences this year

Close up of a woman using a laptop

Advisors will now have access to courses from Learnedly

  • By: Staff
  • June 9, 2020 June 9, 2020
  • 10:37
The audience listens to the acting in a conference hall. Seminar, Classroom, Adult.

The proposals deal with accreditation and eligibility periods

Man writing on a blackboard

SRO has yet to finalize its approach to determining which courses will qualify

Executives are discussing the financial results of the Company for the marketing plan.

Advisors could face suspensions if their firms don’t report credits on time

stack of documents or files, overload of paperwork on black background

The MFDA’s public and industry directors have also been approved

Close up business man signing contract making a deal, classic business

The SRO’s proposed rules got the thumbs-up on Thursday

Man writing on a blackboard

Regulator may outsource task of accrediting CE activity to third-party firms

  • By: Staff
  • July 19, 2019 July 19, 2019
  • 16:48