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Keyword: Continuing Education

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Demonstrate and discuss your regulatory requirements with clients, IFB says

Machine Learning business concept.

Only three percent of investment professionals say they are proficient in AI, CFA Institute finds

Entrance to the Financial Services Regulatory Authority of Ontario

A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours

  • By: Staff
  • March 9, 2023 March 9, 2023
  • 13:38
education, elementary school, learning and people concept - group of school kids with notebooks sitting in classroom and raising hands

The Quebec self-regulatory organization will make the portal available in January

  • By: Staff
  • December 7, 2022 December 7, 2022
  • 15:06
Difficult choices of a businessman due to crisis

Some advisors take on too many clients outside their core market, warns Cerulli Associates

  • By: Staff
  • March 16, 2022 March 16, 2022
  • 13:53
group of school kids with teacher sitting in classroom and raising hands

The regulator provided guidance for advisors, dealers and education providers

  • By: Staff
  • October 29, 2021 October 29, 2021
  • 14:47
School exam student's taking educational test, admission test, thinking hard, writing answer in university classroom, education and world literacy day concept

The regulator's accreditation relationship with CECAP will end on Dec. 31

  • By: Staff
  • October 25, 2021 October 25, 2021
  • 11:26
Education school or business concept. Woman female student sitting on chair holding stack books. Back view grunge background

Newcom Media expands continuing education site for financial professionals

  • By: Staff
  • October 15, 2021 October 26, 2021
  • 12:14
grand opening illustrated with a scissors, a red ribbon and confetti on a white background

Fund dealers' first CE cycle to kick off on Dec. 1


Examining how taxes, expected investment outcomes and utility can affect asset location