A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours
The Quebec self-regulatory organization will make the portal available in January
Some advisors take on too many clients outside their core market, warns Cerulli Associates
The regulator provided guidance for advisors, dealers and education providers
The regulator's accreditation relationship with CECAP will end on Dec. 31
Newcom Media expands continuing education site for financial professionals
Fund dealers' first CE cycle to kick off on Dec. 1
Examining how taxes, expected investment outcomes and utility can affect asset location
Comments on proposed requirements are due in November
The SRO has said it won’t be holding in-person conferences this year