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Keyword: Continuing Education

50 results found
Entrance to the Financial Services Regulatory Authority of Ontario

A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours

  • By: Staff
  • March 9, 2023 March 9, 2023
  • 13:38
education, elementary school, learning and people concept - group of school kids with notebooks sitting in classroom and raising hands

The Quebec self-regulatory organization will make the portal available in January

  • By: Staff
  • December 7, 2022 December 7, 2022
  • 15:06
Difficult choices of a businessman due to crisis

Some advisors take on too many clients outside their core market, warns Cerulli Associates

  • By: Staff
  • March 16, 2022 March 16, 2022
  • 13:53
group of school kids with teacher sitting in classroom and raising hands

The regulator provided guidance for advisors, dealers and education providers

  • By: Staff
  • October 29, 2021 October 29, 2021
  • 14:47

The regulator's accreditation relationship with CECAP will end on Dec. 31

  • By: Staff
  • October 25, 2021 October 25, 2021
  • 11:26
Education school or business concept. Woman female student sitting on chair holding stack books. Back view grunge background

Newcom Media expands continuing education site for financial professionals

  • By: Staff
  • October 15, 2021 October 26, 2021
  • 12:14
grand opening illustrated with a scissors, a red ribbon and confetti on a white background

Fund dealers' first CE cycle to kick off on Dec. 1


Examining how taxes, expected investment outcomes and utility can affect asset location

Business people working in a conference room

Comments on proposed requirements are due in November

  • By: Staff
  • August 18, 2020 August 18, 2020
  • 11:22
Young business woman working at desk typing on a laptop in office and drinking coffee.

The SRO has said it won’t be holding in-person conferences this year