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Keyword: Continuing Education

48 results found
Difficult choices of a businessman due to crisis

Some advisors take on too many clients outside their core market, warns Cerulli Associates

  • By: Staff
  • March 16, 2022 March 16, 2022
  • 13:53
group of school kids with teacher sitting in classroom and raising hands

The regulator provided guidance for advisors, dealers and education providers

  • By: Staff
  • October 29, 2021 October 29, 2021
  • 14:47

The regulator's accreditation relationship with CECAP will end on Dec. 31

  • By: Staff
  • October 25, 2021 October 25, 2021
  • 11:26
Education school or business concept. Woman female student sitting on chair holding stack books. Back view grunge background

Newcom Media expands continuing education site for financial professionals

  • By: Staff
  • October 15, 2021 October 26, 2021
  • 12:14
grand opening illustrated with a scissors, a red ribbon and confetti on a white background

Fund dealers' first CE cycle to kick off on Dec. 1


Examining how taxes, expected investment outcomes and utility can affect asset location

Business people working in a conference room

Comments on proposed requirements are due in November

  • By: Staff
  • August 18, 2020 August 18, 2020
  • 11:22
Young business woman working at desk typing on a laptop in office and drinking coffee.

The SRO has said it won’t be holding in-person conferences this year

Close up of a woman using a laptop

Advisors will now have access to courses from Learnedly

  • By: Staff
  • June 9, 2020 June 9, 2020
  • 10:37
The audience listens to the acting in a conference hall. Seminar, Classroom, Adult.

The proposals deal with accreditation and eligibility periods