News and resources for Canada's top financial advisors
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Industry
Comments on proposed requirements are due in November
By Staff | August 18, 2020
1 min read
The SRO has said it won’t be holding in-person conferences this year
By James Langton | June 30, 2020
Advisors will now have access to courses from Learnedly
By Staff | June 9, 2020
The proposals deal with accreditation and eligibility periods
By James Langton | March 26, 2020
SRO has yet to finalize its approach to determining which courses will qualify
By James Langton | January 31, 2020
2 min read
Your Business
Advisors could face suspensions if their firms don’t report credits on time
By Greg Dalgetty | December 20, 2019
The MFDA’s public and industry directors have also been approved
By James Langton | December 2, 2019
The SRO’s proposed rules got the thumbs-up on Thursday
By James Langton | September 26, 2019
Regulator may outsource task of accrediting CE activity to third-party firms
By Staff | July 19, 2019
Proposed changes aimed at simplifying regime out for comment until Aug. 26
By Staff | July 11, 2019
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