Keyword: Continuing Education

48 results found
Man writing on a blackboard

SRO has yet to finalize its approach to determining which courses will qualify

Executives are discussing the financial results of the Company for the marketing plan.

Advisors could face suspensions if their firms don’t report credits on time

stack of documents or files, overload of paperwork on black background

The MFDA’s public and industry directors have also been approved

Close up business man signing contract making a deal, classic business

The SRO’s proposed rules got the thumbs-up on Thursday

Man writing on a blackboard

Regulator may outsource task of accrediting CE activity to third-party firms

  • By: Staff
  • July 19, 2019 July 19, 2019
  • 16:48
Man writing on a blackboard

Proposed changes aimed at simplifying regime out for comment until Aug. 26

  • By: Staff
  • July 11, 2019 July 11, 2019
  • 16:21

If you’re an MFDA advisor, expect a published rule on continuing education (CE) requirements late this year or early 2018. Read: IIROC continuing education rules are here The self-regulatory organization (SRO) aims for CE requirements “to establish minimum standards for individuals to keep their industry knowledge current and maintain a high standard of professionalism.” Before […]

Looking to squeeze in credits before year end? We can help.

  • By: Staff
  • December 14, 2016 March 19, 2019
  • 16:37

The authors identify 34 concrete, detailed strategies to improve client relationships, perform better discovery and give better advice.

Take advantage of the slower summer months to earn your credits.

  • By: Staff
  • July 19, 2016 April 29, 2019
  • 09:59