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Three-year plan focuses on CFR enforcement, dispute resolution and crypto


Under the AMF's Morisset, regulators adopted major investor protection reforms


It remains up to regulators to act on long-standing recommendation

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Interim rules coming in May, with new CEO, board to be named in Q2

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The CSA is seeking six industry directors and eight independent directors for the board


The new guidance doesn't add requirements for fund managers, but shows where firms may be falling short of disclosure expectations

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The amendments give regulators access to audit work performed by foreign firms

  • By: Staff
  • January 13, 2022 January 13, 2022
  • 14:49
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The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed


The new national Investor Advisory Panel will provide retail investor perspective on regulators' work

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The proposals, which are largely in line with TCFD recommendations, won't take effect before the end of 2022