News and resources for Canada's top financial advisors
Est. 1998
Industry
Conflict of interest concerns spark regulators' review
By James Langton |June 1, 2023
2 min read
Fraudsters are posing as registered individuals
By Staff |May 25, 2023
1 min read
The industry has until 2026 to adopt the requirements
By James Langton |April 20, 2023
3 min read
CSA ponders mandating wider diversity disclosure
By James Langton |April 13, 2023
CSA systemic risk survey reveals industry's chief concerns
By Staff |December 16, 2022
Regulators to set new custody and asset segregation requirements
By James Langton |December 12, 2022
Provincial regulators finalized recognition orders and interim rules
By James Langton |November 24, 2022
More directors are female, but few lead boards — and fewer still are CEOs
By James Langton |October 27, 2022
Crypto losses hurt individuals and the economy, Vingoe says
By James Langton |October 6, 2022
Proposals would allow fund managers to post financial statements and management reports on designated websites
By James Langton |September 27, 2022
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