cybersecurity

FSRA proposes cyber guidance for title credentialing bodies

Industry

FSRA proposes cyber guidance for title credentialing bodies

Groups issuing financial planner and advisor titles must meet cybersecurity guidelines

By Staff |January 23, 2023

2 min read

FINRA sees surge in ransomware attacks

Industry

FINRA sees surge in ransomware attacks

Criminals increasingly target small, mid-sized firms, SRO reports

By James Langton |December 14, 2022

2 min read

Decorative pattern

Industry

Morgan Stanley client info on auctioned devices: SEC

The firm agreed to pay US$35 million to settle privacy violation allegations

By James Langton |September 20, 2022

2 min read

Global regulators seek to shore up central counterparties

Industry

Global regulators seek to shore up central counterparties

IOSCO, CMPI launch discussion of infrastructure firms' resilience

By James Langton |August 4, 2022

2 min read