The ruling has implications for tax treatment
Regulators say firm and fund manager misrepresented risk management practices
The MX will debut new trading controls later this month aimed at reducing short-term volatility during early-morning trading
The long-awaited rules could be coming soon, according to the director of the OSC's derivatives branch
They’ll also have to complete an online training course
The implementation of changes to over-the-counter (OTC) derivatives markets has stalled, a report says
The CFTC alleges the defendants made misleading statements in email ads and in an online trading room
Regulator wants firms to assess their FX oversight following settlements with TD and RBC
CSA delays implementation of proposed rules amid concern from industry groups
Firms won't be required to apply margin requirements for amendments to existing derivatives