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Keyword: Derivatives

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Securities trending up

The MX will debut new trading controls later this month aimed at reducing short-term volatility during early-morning trading

The long-awaited rules could be coming soon, according to the director of the OSC's derivatives branch

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They’ll also have to complete an online training course

Analyst is drawing a financial calculations and predictions on the glass screen. Graphs, charts and arrows everywhere. A concept of forex market.

The implementation of changes to over-the-counter (OTC) derivatives markets has stalled, a report says

gavel

The CFTC alleges the defendants made misleading statements in email ads and in an online trading room

File

Regulator wants firms to assess their FX oversight following settlements with TD and RBC

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CSA delays implementation of proposed rules amid concern from industry groups

  • By: Staff
  • August 22, 2019 August 22, 2019
  • 13:46
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Firms won't be required to apply margin requirements for amendments to existing derivatives

  • By: Staff
  • June 28, 2019 June 28, 2019
  • 10:29
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Compliance reviews uncover deficiencies in data reporting

  • By: Staff
  • June 6, 2019 June 11, 2019
  • 14:30
Lawyer

Regulator orders almost US$1 million in sanctions, disgorgement and restitution

  • By: Staff
  • March 11, 2019 March 11, 2019
  • 12:29