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Keyword: Derivatives

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Supreme Court of Canada building in Ottawa, Canada

The ruling has implications for tax treatment

Wooden gavel used by a judge or auctioneer

Regulators say firm and fund manager misrepresented risk management practices

Securities trending up

The MX will debut new trading controls later this month aimed at reducing short-term volatility during early-morning trading

The long-awaited rules could be coming soon, according to the director of the OSC's derivatives branch

Education school or business concept. Woman female student sitting on chair holding stack books. Back view grunge background

They’ll also have to complete an online training course

Analyst is drawing a financial calculations and predictions on the glass screen. Graphs, charts and arrows everywhere. A concept of forex market.

The implementation of changes to over-the-counter (OTC) derivatives markets has stalled, a report says

gavel

The CFTC alleges the defendants made misleading statements in email ads and in an online trading room

File

Regulator wants firms to assess their FX oversight following settlements with TD and RBC

Stock Market Data. Candle stick stock market tracking graph.

CSA delays implementation of proposed rules amid concern from industry groups

  • By: Staff
  • August 22, 2019 August 22, 2019
  • 13:46
business documents on office table with smart phone and digital tablet and graph business with social network diagram and man working in the background

Firms won't be required to apply margin requirements for amendments to existing derivatives

  • By: Staff
  • June 28, 2019 June 28, 2019
  • 10:29