News and resources for Canada's top financial advisors
Est. 1998
Industry
Canada remained the last G20 country without conduct standards for OTC derivatives markets
By James Langton |September 28, 2023
2 min read
Wedbush Securities fined for compliance failings
By James Langton |September 8, 2023
1 min read
Regulators issue guidance on valuation, liquidity and custody issues for crypto funds
By James Langton |July 6, 2023
3 min read
Banks can only enter into new transactions with clients that reference CDOR if the transaction hedges or offsets existing exposures
By James Langton |June 30, 2023
Economic Indicators
Rising rates, benchmark reform, commodity prices all affected activity
By James Langton |May 17, 2023
Laurentian Bank Securities sanctioned for supervisory shortcomings
By James Langton |May 12, 2023
As LIBOR ends, regulators cut firms some slack
By James Langton |May 4, 2023
Exchange proposes new client ID requirements
By James Langton |March 28, 2023
Firm failed to prevent unauthorized access to exchange's electronic trading system
By James Langton |February 9, 2023
Regulators issue revised principles for regulation, supervision of commodity derivatives
By James Langton |January 31, 2023
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