enforcement

Report warns of crypto sector’s inherent investor protection threats

ESMA says novel abuses need to be addressed for DeFi sector to grow

By James Langton |October 11, 2023

2 min read

Review of multi-level-marketing MGAs results in enforcement for 65 life agents

The clampdown includes the sale of unsuitable universal life policies

By Michelle Schriver |October 3, 2023

4 min read

OSC alleges crypto custody failure

Regulator says the CoinField platform didn't have adequate assets to satisfy withdrawal requests

By James Langton |October 2, 2023

1 min read

Ponzi perpetrators get permanent trading ban

Convicted fraudsters banned by Ontario tribunal

By James Langton |October 2, 2023

2 min read