News and resources for Canada's top financial advisors
Est. 1998
Planning and Advice
Inheriting a client doesn’t mean cutting corners with KYC
By Michelle Schriver |July 19, 2023
4 min read
Industry
Advisors discuss the challenges and opportunities that arise when associations take positions on controversial industry topics
By Michelle Schriver |June 20, 2023
The organization's president presented a hypothetical ethical scenario involving pre-signed forms at a conference last week
By Daniel Calabretta |September 13, 2022
2 min read
Advisor's Edge
Thorough KYC lays the groundwork for advisory action
By Michelle Schriver |March 14, 2022
3 min read
An expert panel urged advisors to strictly adhere to a code of ethics
By Michelle Schriver |October 19, 2021
Competence is no longer enough
By Mark Burgess |February 7, 2020
Privacy breaches could be career-ending
By Michelle Schriver |February 7, 2020
University of Ottawa team advances to competition's national level
By Staff |February 20, 2019
1 min read
Team from University of Ottawa advances to 2019 CFA Societies Canada Ethics Challenge in Calgary
Former Enron exec speaks from experience
By Michelle Schriver |October 6, 2017
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