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Keyword: Fee-based

26 results found
STEVEN DOMJANCIC FROM GOTHAM STUDIOS

Advice for advisors selling their books

Two business men shaking hands

In the U.S., advised investors prefer a fee-based compensation structure, new research finds

  • By: Staff
  • February 19, 2019 February 19, 2019
  • 15:30
Candle stick graph and bar chart of stock market investment

The platform-traded funds use the company's "pay for performance" fee structure

  • By: Staff
  • February 19, 2019 February 20, 2019
  • 10:15
Gavel

Worldsource Securities failed to adopt controls to prevent the double charging

  • By: Staff
  • January 8, 2019 January 8, 2019
  • 11:15
Lawyer

Excessive commissions were generated in fee-based accounts

  • By: Staff
  • December 5, 2018 December 5, 2018
  • 12:32
Financial graphs analysis

Lower administration fees will reduce MERs over time

  • By: Staff
  • September 12, 2018 September 12, 2018
  • 11:59

Expect policy on embedded commissions to be published in early 2018. So said John Mountain, the OSC’s director of investment funds and structured products, at Monday’s roundtable discussion on the proposal to ban embedded fees. Maureen Jensen, OSC chair, specified springtime. Though the roundtable focused on three alternatives to banning embedded fees, Jensen made clear […]

Comments on embedded commissions reveal advisor experience in the trenches

  • By: Staff
  • June 28, 2017 August 21, 2018
  • 12:56

Commenter highlights what he says regulators ignore

  • By: Staff
  • June 22, 2017 August 21, 2018
  • 15:03

Potential problems include an apathy gap and more discretionary managers

  • By: Staff
  • June 15, 2017 August 21, 2018
  • 12:12