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Expect policy on embedded commissions to be published in early 2018. So said John Mountain, the OSC’s director of investment funds and structured products, at Monday’s roundtable discussion on the proposal to ban embedded fees. Maureen Jensen, OSC chair, specified springtime. Though the roundtable focused on three alternatives to banning embedded fees, Jensen made clear […]

Comments on embedded commissions reveal advisor experience in the trenches

  • By: Staff
  • June 28, 2017 August 21, 2018
  • 12:56

Commenter highlights what he says regulators ignore

  • By: Staff
  • June 22, 2017 August 21, 2018
  • 15:03

Potential problems include an apathy gap and more discretionary managers

  • By: Staff
  • June 15, 2017 August 21, 2018
  • 12:12

Remove one conflict, create another?

Invesco Canada is reducing the management and advisory fees (MAFs) on select series across several funds, effective May 23, 2017. Operating expenses for select fee-based series of certain funds are also being capped. The reductions and caps are expected to affect 75 fund series immediately, beginning May 23, 2017, since MAFs and operating expenses accrue […]

  • By: Staff
  • May 8, 2017 August 21, 2018
  • 12:50

IIROC's message is clear: "disclosure alone is not sufficient to address conflicts."

  • By: Katie Keir
  • April 27, 2017 September 4, 2018
  • 13:17

Learn which investment fees are deductible and how those fees are treated by CRA in various structures, funds and accounts.

  • By: Staff
  • April 13, 2017 August 21, 2018
  • 06:00

How MERs versus direct fees are treated

MER versus direct fee