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Keyword: Fee structure

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Proposal would eliminate regulatory arbitrage between seg funds and mutual funds


The estate redeemed the funds when the client died, incurring $24,380 in fees

Magnifying glass highlighting investment stock quotes in business section of newspaper.

Canadian depositary receipts give direct exposure to more big U.S. names

Young business woman working at desk typing on a laptop in office and drinking coffee.

Sweeping compliance review finds issues with fund industry charging practices

Man stopping line of dominoes from falling

A ban on upfront commissions is also being considered in a consultation

Wooden gavel used by a judge or auctioneer

The firm agreed to a $157,500 fine and will repay 6,000 affected clients

calculating numbers for income tax return with glasses pen and calculator

The changes come into effect on Nov. 1

  • By: Staff
  • October 15, 2021 October 15, 2021
  • 12:12
courtroom gavel

The Supreme Court of B.C. said an "unshakeable bias" against big banks has led to excluded evidence

Justitia, the goddess of justice

An Ontario court rejected a motion to appeal the certification decision in a BMO funds case

Communication network concept. Multiple exposure.

The Montreal-based co-op is the latest Canadian firm to offer no-fee trading

  • By: Staff
  • September 13, 2021 September 13, 2021
  • 15:46