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Keyword: Fee structure

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Entrance to the Financial Services Regulatory Authority of Ontario

New proposed amendment addresses removal of DSCs on existing seg fund contracts

  • By: Staff
  • June 2, 2023 June 2, 2023
  • 13:49
Inspection image

Conflict of interest concerns spark regulators' review

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Ban should apply in provinces that have yet to announce it, regulators say

businessman gap worry fear obstacle

Ahead of the proposed DSC ban for seg funds, a familiar refrain is in play

Bitcoin exchange to dollar rate on monitor display on July 2017 in NYC

The Quebec regulator also plans to improve complaint handling and financial literacy

Close up on a file tab with the word life insurance, focus on the main text and blur effect. Concept image for illustration of family protection policy

Loke replaces Robert Bradley as head of the insurance regulators' association

  • By: Staff
  • April 24, 2023 April 24, 2023
  • 15:25
Umbrella, Standing Out From The Crowd, Individuality, Inspiration, Leadership

Final rules for a ban beginning June 1 were sent to the finance minister for approval

court gavel regulatory

Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban


Also, fewer advisors left the advisory channel as the ban's effects faded

Umbrella, Standing Out From The Crowd, Individuality, Inspiration, Leadership

Quebec regulator proposes $5,000 penalty if insurers charge DSCs for seg funds