Fee structure

Discount brokers can’t be sued over pre-ban trailers, court rules

Industry

Discount brokers can’t be sued over pre-ban trailers, court rules

Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban

By James Langton |January 23, 2023

3 min read

Decorative pattern

Industry

MFDA firms limited DSC fund sales well ahead of ban: report

Also, fewer advisors left the advisory channel as the ban's effects faded

By Staff |January 11, 2023

2 min read

AMF releases draft seg fund DSC ban for comment

Industry

AMF releases draft seg fund DSC ban for comment

Quebec regulator proposes $5,000 penalty if insurers charge DSCs for seg funds

By Greg Meckbach |December 16, 2022

1 min read

FSRA proposes DSC ban for seg funds

Life

FSRA proposes DSC ban for seg funds

Proposal would eliminate regulatory arbitrage between seg funds and mutual funds

By James Langton |November 25, 2022

2 min read