A lack of rigour and competing credentials may create a race to the bottom, critics say
A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours
Groups issuing financial planner and advisor titles must meet cybersecurity guidelines
FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased
The new self-regulatory organization is considering its role as FSRA extends the implementation of title protection into 2023
At an annual Advocis event, FSRA raised concern about sales incentives being misaligned with customer needs
The regulator alleged a firm's training instructs life agents to mislead consumers, which the firm refutes
Draft Ontario MGA regulation coming in 2023 as a result of concerns found in FSRA's review
New designation approved by FSRA has requirements very similar to those of SROs
The median solvency ratio decreased slightly after eight straight quarterly improvements