Keyword: FSRA

32 results found
Couple getting financial advice from consultant at home

At an annual Advocis event, FSRA raised concern about sales incentives being misaligned with customer needs


The regulator alleged a firm's training instructs life agents to mislead consumers, which the firm refutes

  • By: Staff
  • October 25, 2022 October 25, 2022
  • 11:32
Entrance to the Financial Services Regulatory Authority of Ontario

Draft Ontario MGA regulation coming in 2023 as a result of concerns found in FSRA's review

Close up business man signing contract making a deal, classic business

New designation approved by FSRA has requirements very similar to those of SROs

Wooden box lined with hay from the chicken eggs

The median solvency ratio decreased slightly after eight straight quarterly improvements

  • By: Staff
  • August 16, 2022 August 16, 2022
  • 15:27
scales of justice

The four victims included insurance clients and were the advisor's family members

  • By: Staff
  • July 21, 2022 November 22, 2022
  • 15:49
confusing array of advisor titles

The advisory group will provide input on title regime and oversight

  • By: Staff
  • July 11, 2022 July 11, 2022
  • 17:10
Business people working in a conference room

Troubled firm's loan book, deposits, employees and branches move to Alterna Savings

confusing array of advisor titles

RFRA, RRA and RRC are the latest approved designations

  • By: Staff
  • June 8, 2022 June 8, 2022
  • 15:34
confusing array of advisor titles

Advisor titles remain a concern for provincial securities authorities