Keyword: FSRA

23 results found
confusing array of advisor titles

Advisor titles remain a concern for provincial securities authorities

young couple meeting with advisor

The Ontario regulator provided implementation details on title protection

Lawyer writing in legal book

In examining dozens of agents, Ontario’s regulator identified 334 “business practice” issues

Close up on a file tab with the word life insurance, focus on the main text and blur effect. Concept image for illustration of family protection policy

Ontario's regulator is expanding oversight reviews after a pilot effort found widespread shortcomings

confusing array of advisor titles

Regulator sets out guidance for regulating titles and credential providers


Regulator aims to boost consumer protection with oversight of agents' qualifications

  • By: Staff
  • February 25, 2022 February 25, 2022
  • 15:46
Business team working together. Businessman using tablet for analyzing data stock market in monitoring room with team pointing on the data presented in the chart on screen, forex trading graph, stock exchange trading online, financial investment concept.

In the fourth quarter of 2021, 81% of defined benefit plans were more than fully funded

Ontario Queen's Park Legislative Building

Final rules sent to minister for approval; implementation remains uncertain


Consolidation may make it tougher for troubled firms to find merger partners

Lawyer writing in legal book

The Ontario regulator is reviewing how well complaints are addressed

  • By: Staff
  • December 23, 2021 December 23, 2021
  • 12:03