Keyword: FSRA

37 results found
confusing array of advisor titles

A lack of rigour and competing credentials may create a race to the bottom, critics say

Entrance to the Financial Services Regulatory Authority of Ontario

A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours

  • By: Staff
  • March 9, 2023 March 9, 2023
  • 13:38
confusing array of advisor titles

Groups issuing financial planner and advisor titles must meet cybersecurity guidelines

  • By: Staff
  • January 23, 2023 January 23, 2023
  • 15:38
Financial Services Regulatory Authority of Ontario logo

FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased

Business people working in a conference room

The new self-regulatory organization is considering its role as FSRA extends the implementation of title protection into 2023

Couple getting financial advice from consultant at home

At an annual Advocis event, FSRA raised concern about sales incentives being misaligned with customer needs


The regulator alleged a firm's training instructs life agents to mislead consumers, which the firm refutes

  • By: Staff
  • October 25, 2022 October 25, 2022
  • 11:32
Entrance to the Financial Services Regulatory Authority of Ontario

Draft Ontario MGA regulation coming in 2023 as a result of concerns found in FSRA's review

Close up business man signing contract making a deal, classic business

New designation approved by FSRA has requirements very similar to those of SROs

Wooden box lined with hay from the chicken eggs

The median solvency ratio decreased slightly after eight straight quarterly improvements

  • By: Staff
  • August 16, 2022 August 16, 2022
  • 15:27