Advisor titles remain a concern for provincial securities authorities
The Ontario regulator provided implementation details on title protection
In examining dozens of agents, Ontario’s regulator identified 334 “business practice” issues
Ontario's regulator is expanding oversight reviews after a pilot effort found widespread shortcomings
Regulator sets out guidance for regulating titles and credential providers
Regulator aims to boost consumer protection with oversight of agents' qualifications
In the fourth quarter of 2021, 81% of defined benefit plans were more than fully funded
Final rules sent to minister for approval; implementation remains uncertain
Consolidation may make it tougher for troubled firms to find merger partners
The Ontario regulator is reviewing how well complaints are addressed