News and resources for Canada's top financial advisors
Est. 1998
Industry
Fees for investment dealers to rise 6.4%, annual report says
By James Langton |September 26, 2023
3 min read
An Ontario court rejected an appeal over IIROC sanctions
By James Langton |April 11, 2023
2 min read
New branding would replace existing logos by the end of 2024
By James Langton |April 3, 2023
A review identified gaps in addressing conflicts associated with proprietary products
By Mark Burgess |March 20, 2023
SRO panel delayed its decision pending proof of repayment that never came
By James Langton |February 28, 2023
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
By James Langton |February 1, 2023
York University's Moshe Milevsky is the new IAP's vice-chair
By James Langton |January 17, 2023
Fines levied against reps last year soared to $7.9 million from $938,000 in 2021
By James Langton |January 4, 2023
The new agency has a website but its name will come later
By James Langton |January 3, 2023
Firm agreed to $100,000 sanction, admitted oversight violations
By James Langton |December 8, 2022
1 min read
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