IIROC

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

Fees for investment dealers to rise 6.4%, annual report says

By James Langton |September 26, 2023

3 min read

Court upholds OSC decision denying rep’s appeal

An Ontario court rejected an appeal over IIROC sanctions

By James Langton |April 11, 2023

2 min read

SRO asks dealers to upvote its new name and look

New branding would replace existing logos by the end of 2024

By James Langton |April 3, 2023

2 min read

New SRO highlights proprietary product conflicts

A review identified gaps in addressing conflicts associated with proprietary products

By Mark Burgess |March 20, 2023

2 min read