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The regulators are reviewing submissions to the consultation that closed in October

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The deadline for dealers to nominate candidates is March 12

loudspeaker

The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation

Stock Quotes as graphs and tables with magnifier and calculator in panoramic format

The regulators warned investors about relying on Reddit

close up, business man or lawyer accountant working on accounts using a calculator and writing on documents

The added fee doesn't provide much incentive for improved behaviour, the SRO said

gavel

Pending a review, the regulator said the risk of harm to the rep outweighs the risk to the public

Old vintage books in a row

Exercise date coincides with test dates in the U.S.

  • By: Staff
  • December 15, 2020 December 15, 2020
  • 14:59
Abstract,Golden Bitcoin money on computer.

SRO seeks volunteers with crypto experience for working group

GILLIAN BLEASE / GETTY IMAGES

IIROC urges investment dealers to start prepping for rule changes now

Macro shot of a hand of a businessman signing or writing a document on a sheet of white paper using a nibbed fountain pen.

Two former executives face a hearing next year