Lenders scammed out of millions with fake assets, financial statements
Rule changes would extend advisers' obligations to all client assets
New tools aim to improve investigative authority, collections
Firm failed to prevent unauthorized access to exchange's electronic trading system
Elevated redemptions from illiquid funds highlight possible suitability risks, Fitch says
State regulators oppose proposals to expand private markets, erode investor protections
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
Former promoter sentenced after pleading guilty to conspiracy charge
Insurance regulators ponder seg fund upfront commissions
New asset-backed securities proposal would implement a key post-crisis reform