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Keyword: Investor

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Business people working in a conference room

IIROC seeks design advice for new investor group

Investor advisory panel would provide feedback on regulatory policy issues and initiatives

Businessman has no money. Unemployed and bankrupt man looks into his empty wallet. Stress crisis, unemployed businessmen waiting for new job, recession situation and hopelessness (Businessman has no money. Unemployed and bankrupt man looks into his em

Cases are up at OBSI, but client compensation is down

Both the number and average size of successful complaints about investment firms dropped in 2020

U.S. Senate approves tough former regulator to head SEC

The choice signals a focus on investor protection

young woman in a virtual meeting

Pandemic puts finances in focus for investors, OSC reports

Market research finds the crisis is likely to impact saving and spending behaviour

Businessman drawing business statistics on glass wall

New exemption aimed at savvy investors in Alberta, Saskatchewan

Investors with more expertise than resources will be allowed to participate in deals alongside accredited investors

A flying soap bubble with reflection of a building.

SPACs activity seems bubbly: DBRS

Creating more investor-friendly structures may be the key to long-term viability of shell company deals

stock trading app

Investors are finding gaps between perception and reality

GameStop, and the real challenge for capital markets

Social networking concept

Schemes spread via social media are a top investor threat, regulators say

Fraud may involve cryptoassets, precious metals and foreign exchange

young woman with a tablet

Research confirms surge of young new investors

A survey has found a large new crop of investors entered the market in 2020

man checking stocks on newspaper and tablet

Global regulators set guidance on addressing investor complaints

Effective mechanisms would promote consumer confidence, IOSCO says