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IIROC targeting dealer agreements designed to shield firms from liability

Firms should review agreements with retail investors, the SRO says

Young business couple meeting with tech devices

How CRM2 cost reporting impacts your client

IFIC's annual investor survey reveals the findings

Concept of break career of a businessman

Is value investing broken?

Patience has a price

  • By: Mark Yamada
  • September 20, 2019 September 20, 2019
  • 15:00
ALASKAJADE / 123RF STOCK PHOTO

The future is (not) now

Forecasting problems when focusing on the present

Analyst is drawing a financial calculations and predictions on the glass screen. Graphs, charts and arrows everywhere. A concept of forex market.

OSC, AMF participating in World Investor Week

Third annual campaign launches in September

  • By: Staff
  • August 14, 2019 August 14, 2019
  • 12:19
Business adviser analyzing financial figures of the company while meeting

Members wanted for OSC investor advisory panel

Applications are due Aug. 19

  • By: Staff
  • July 3, 2019 July 3, 2019
  • 10:42
court gavel regulatory

Alberta court denies class action against former rep

Defendant was permanently banned by IIROC in 2018

advisor client meeting

IAP to examine ‘advice gap’

In its annual report, the advocacy group said client-focused reforms remain a priority

loudspeaker

FAIR Canada names new policy director

Vanisha Sukdeo, a lawyer and academic, is director of policy research

  • By: Staff
  • May 3, 2019 May 3, 2019
  • 16:50
Business people working in a conference room

Macquarie shuts down three business lines in Canada

The firm is shuttering its equity sales, trading and research businesses