Judge asks PwC to provide input on counsel for investors
OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years
Both groups ranked energy as their most bullish asset class
The financial penalty is the largest ever ordered by the U.S. self-regulatory organization
Younger investors are more motivated to go it alone, according to a report
The act would help governments provide financial help to victims of securities law violations
The OSC advisory group will focus on SRO reform, among other issues, in the coming year
J.D. Power ranked wealth management firms based on investor satisfaction
Investor advisory panel would provide feedback on regulatory policy issues and initiatives
Both the number and average size of successful complaints about investment firms dropped in 2020