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Justitia, the goddess of justice

Judge asks PwC to provide input on counsel for investors

Young business woman suffering stress working at office computer

OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years

Bull and Bear

Both groups ranked energy as their most bullish asset class

  • By: Staff
  • July 16, 2021 July 16, 2021
  • 12:42
U.S. flag

The financial penalty is the largest ever ordered by the U.S. self-regulatory organization

young man in wheelchair working on laptop

Younger investors are more motivated to go it alone, according to a report

  • By: Staff
  • May 25, 2021 May 25, 2021
  • 13:08
Life saver falling on blue churning water

The act would help governments provide financial help to victims of securities law violations

File

The OSC advisory group will focus on SRO reform, among other issues, in the coming year

young woman looking awkward

J.D. Power ranked wealth management firms based on investor satisfaction

  • By: Staff
  • May 6, 2021 May 6, 2021
  • 13:10
Business people working in a conference room

Investor advisory panel would provide feedback on regulatory policy issues and initiatives

Businessman has no money. Unemployed and bankrupt man looks into his empty wallet. Stress crisis, unemployed businessmen waiting for new job, recession situation and hopelessness (Businessman has no money. Unemployed and bankrupt man looks into his em

Both the number and average size of successful complaints about investment firms dropped in 2020