Investor

Advisor's Edge

Client Confidential: Isaac Jonas

A resource economist adjusts to banking in Canada

By Melissa Shin |October 4, 2021

3 min read

Industry

U.K. regulator to combat unsuitable investments, fraud

The Financial Conduct Authority unveiled a three-year strategy to address investor harms

By James Langton |September 15, 2021

2 min read

Industry

Bridging Finance investors may soon get legal help

Judge asks PwC to provide input on counsel for investors

By James Langton |August 13, 2021

2 min read

Industry

Two firms refused to compensate clients last year, report says

OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years

By Mark Burgess |August 6, 2021

2 min read

Industry

Advisors, investors turn their backs on Bitcoin

Both groups ranked energy as their most bullish asset class

By Staff |July 16, 2021

3 min read

Industry

Robinhood to pay US$70 million to settle FINRA accusations

The financial penalty is the largest ever ordered by the U.S. self-regulatory organization

By The Associated Press |June 30, 2021

2 min read

Industry

Survey finds 10% of Canadians plan to leave their advisor

Younger investors are more motivated to go it alone, according to a report

By Staff |May 25, 2021

1 min read

Industry

NASAA approves model act for establishing restitution funds

The act would help governments provide financial help to victims of securities law violations

By James Langton |May 18, 2021

1 min read

Industry

IAP faces a long list of investor issues in 2021

The OSC advisory group will focus on SRO reform, among other issues, in the coming year

By James Langton |May 6, 2021

2 min read

Industry

Canadian firms risk missing out on young investors: study

J.D. Power ranked wealth management firms based on investor satisfaction

By Staff |May 6, 2021

2 min read

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