Keyword: MFDA

308 results found
Increasing percentage

Fees for investment dealers to rise 6.4%, annual report says


Former fund rep fined, banned by regulators for misappropriation

Important Business Meeting stock illustration

New branding would replace existing logos by the end of 2024


A review identified gaps in addressing conflicts associated with proprietary products

Lawyer writing in legal book

The case can either proceed to a contested hearing or the two sides may seek a new deal

court gavel regulatory

Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law


B.C. court strikes certain claims in rep's wrongful dismissal suit

microphones sitting on table

York University's Moshe Milevsky is the new IAP's vice-chair


Also, fewer advisors left the advisory channel as the ban's effects faded

Business people working in a conference room

The new agency has a website but its name will come later