Keyword: MFDA

276 results found
Wooden gavel used by a judge or auctioneer

The OSC and the MFDA team up in case against fund rep


It remains up to regulators to act on long-standing recommendation

Business people working in a conference room

Appointees will join new SRO's disciplinary committees

Lawyer writing in legal book

The Canadian Securities Administrators have also launched a consultation on the new regulator's interim rules

Business People Handshake Greeting Deal Concept

Interim rules coming in May, with new CEO, board to be named in Q2


A panel found the MFDA's suspension was unreasonable and disproportionate for a minor violation


Majority dismisses appeal, rejects proposed class action

Business man making a presentation at office. Business executive delivering a presentation to his colleagues during meeting or in-house business training, explaining business plans to his employees.

The CSA is seeking six industry directors and eight independent directors for the board


The MFDA also issued a permanent ban to the former branch manager in Alberta

Eco friendly law, politics and eco balance concept. 3d rendering of scale icon on fresh spring meadow with blue sky in background.

Vancouver dealer's differential compensation favoured socially responsible funds and portfolio funds