Keyword: MFDA

208 results found
The audience listens to the acting in a conference hall. Seminar, Classroom, Adult.

The proposals deal with accreditation and eligibility periods

Skull on blue digital background. security concepts

The pandemic is proving to be a paradise for cybercriminals

The SROs are urging firms to think about business continuity plans


The SRO’s regional councils preside over disciplinary hearings


Kenmar Associates hopes the review won’t just rubber-stamp a merger of the MFDA and IIROC


Good intentions are no excuse

Indecisive and lost man chooses the right path

A discussion paper calls the current system outdated, complex and product-based

gavel on a wooden bench

Rep took $200,000 from elderly clients and gambled it away, among other violations

Financial graph on technology abstract background

The proposal would pave a way for MFDA reps to sell alt funds

court gavel regulatory

The former head of W.H. Stuart Mutuals Ltd. must pay $1.1 million in restitution