News and resources for Canada's top financial advisors
Est. 1998
Industry
Fees for investment dealers to rise 6.4%, annual report says
By James Langton |September 26, 2023
3 min read
Former fund rep fined, banned by regulators for misappropriation
By James Langton |May 12, 2023
2 min read
New branding would replace existing logos by the end of 2024
By James Langton |April 3, 2023
A review identified gaps in addressing conflicts associated with proprietary products
By Mark Burgess |March 20, 2023
The case can either proceed to a contested hearing or the two sides may seek a new deal
By James Langton |March 8, 2023
Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law
By James Langton |March 1, 2023
B.C. court strikes certain claims in rep's wrongful dismissal suit
By James Langton |January 20, 2023
York University's Moshe Milevsky is the new IAP's vice-chair
By James Langton |January 17, 2023
Also, fewer advisors left the advisory channel as the ban's effects faded
By Staff |January 11, 2023
The new agency has a website but its name will come later
By James Langton |January 3, 2023
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