MFDA

As new SRO looms, costs rise

Fees, expenses surging ahead of IIROC-MFDA amalgamation

By James Langton |September 16, 2022

2 min read

Mark Gordon steps down as head of MFDA

Karen McGuinness appointed as president and CEO

By Staff |September 16, 2022

2 min read

Ex-fund rep sanctioned for failing to cooperate

SRO sought to investigate after compliance review discovered pre-signed forms

By Staff |September 1, 2022

1 min read

Aggrieved investor must pay back loan, court finds

Ontario court orders summary judgment in favour of bank

By James Langton |August 10, 2022

2 min read