SEC, CFTC hit delete on firms’ WhatsApp, texting

Another 10 firms sanctioned for extensive recordkeeping violations

By James Langton |September 29, 2023

2 min read

Trading apps risk turning investors into gamblers: FCA

U.K. regulator says gamification tactics can drive problematic investor behaviour

By James Langton |November 21, 2022

2 min read

Three tech firms to launch new tool for advisors

Envestnet, AdvisorStream and Apprise Labs have created a new data-driven app

By Staff |May 26, 2020

1 min read

Majority of Canadians prefer online banking: CBA survey

Nearly nine in 10 Canadians used online banking in the past year

By Staff |March 13, 2019

1 min read