The regulator found the firm's compensation structure favoured in-house funds
ETF sales reached a “whopping” $41 billion, National Bank said
Assets in both segments soared on market strength
They outshone ETFs for the month, according to recent data
Mawer, Mackenzie and Vanguard also took home group prizes
The DSC prohibition has led to a decreasing number of advisors licensed with financial advisory firms
The regulator is also trying “to remove barriers to inclusion"
Strategies can be wildly different, requiring advisor due diligence
At an event on Monday, advisors discussed portfolio construction
The lawsuit involves risk disclosure