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Keyword: National regulator

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Sightseeing Binoculars Overlooking Ocean From Up High

A panel discussed the regulatory outlook for 2020 at the Toronto Refinitiv Summit

stack of documents or files, overload of paperwork on black background

The government is obligated to review securities regulations every five years. The last review was in 2003.

Planning, risk and strategy in business, businessman gambling placing wooden block on a tower

Sparks flew between the heads of the MFDA and IIROC

  • By: Katie Keir
  • September 26, 2019 September 26, 2019
  • 15:49
Cyber Protection Lock and Password

The regulator released a strategic plan on Thursday

  • By: Staff
  • April 25, 2019 April 25, 2019
  • 13:26
Halifax Grand Parade Square

Quebec and Alberta remain key holdouts

  • By: Staff
  • April 10, 2019 April 10, 2019
  • 14:51
Scenic view at Toronto city waterfront skyline at sunset

The Progressive Conservatives will introduce legislative amendments to bolster the new financial services and pensions regulator

  • By: Staff
  • November 16, 2018 December 4, 2018
  • 13:52
Toronto skyline in financial district

Firms will have to identify and address risks

  • By: Staff
  • October 5, 2018 October 5, 2018
  • 14:59
whistle-blow

Comparing the success of investor protection programs in Canada and the U.S.

The Liberals are expected to deliver their first federal budget in the next two months, and PMAC wants tax reforms, pension plans and progress on a national regulator to be on the agenda.

  • By: Staff
  • February 11, 2016 August 21, 2018
  • 12:25

Rules for registering as a B.C. investment fund manager would change under proposed national securities rules, says law firm Gowlings.

  • By: Staff
  • August 26, 2015 August 21, 2018
  • 00:00