News and resources for Canada's top financial advisors
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Governance changes follow consultation and independent review
By Staff |June 26, 2023
2 min read
The IAP is also pushing for reforms to the dispute resolution process
By Mark Burgess |May 30, 2023
1 min read
FCAC charged with selecting single, external complaints body
By James Langton |March 28, 2023
3 min read
OBSI, ADR Chambers report double-digit increase in case openings
By The Canadian Press |March 17, 2023
It remains up to regulators to act on long-standing recommendation
By James Langton |June 13, 2022
Promises for action on OBSI have repeatedly gone unmet, however
By James Langton |January 11, 2022
Jensen joined OBSI's board and is tapped to be the next chair
By James Langton |September 23, 2021
OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years
By Mark Burgess |August 6, 2021
Reporting changes will be rolled into a bigger project on complaints, investigations
By James Langton |May 13, 2021
Both the number and average size of successful complaints about investment firms dropped in 2020
By James Langton |April 29, 2021
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