News and resources for Canada's top financial advisors
Est. 1998
Industry
An independent evaluation says OBSI "should be enabled to secure redress for consumers."
By Staff |June 6, 2016
2 min read
OBSI says suitability of investment or advice continues to be the most common complaint issue.
By Staff |March 10, 2016
1 min read
Currently chair and CEO of the Nova Scotia Securities Commission, Sarah Bradley will lead OBSI.
By Staff, with files from The Canadian Press |August 5, 2015
OBSI has announced that Sentinel Financial Management Corp. has refused the ombudsman’s recommendation to compensate a retired investor in the amount of $55,000.
By Staff |May 28, 2015
OBSI has issued three more “name and shame” press releases identifying firms that have refused the ombudsman’s investor compensation recommendations.
By Staff |April 30, 2015
CSA has announced a slew of rule amendments that will mean more paperwork for advisors.
By Allan Tong |April 10, 2015
5 min read
OBSI has released its annual report for 2014. Here are the highlights:
By Staff |February 25, 2015
OBSI has announced the refusal of FundEX Investments Inc. to compensate investors in the amount of $106,123.
By Staff |November 27, 2014
The OSC is adding two sessions to help Ontario registrants strengthen their compliance practices.
By Staff |June 25, 2014
Canada’s system for resolving disputes between advisors and clients is badly broken.
By Philip Porado |June 12, 2014
3 min read
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