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Keyword: OSC

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Close up business man signing contract making a deal, classic business

The SRO’s proposed rules got the thumbs-up on Thursday

17656724 - conference meeting microphones and businessman

The Market Structure Advisory Committee provides feedback on policy affecting the trading landscape

Business Conference and Presentation Audience at the conference hall

Conference to feature appearances by Stephen Poloz, global regulators

a farmer puts his marijuana plant into soil

OSC says company execs used funds for personal gain

stack of documents or files, overload of paperwork on black background

The new procedure will be in effect Dec. 1 if it receives ministerial approval

  • By: Staff
  • September 12, 2019 September 12, 2019
  • 10:55

Victims of a day-trading scheme have until Dec. 6 to file a compensation claim

  • By: Staff
  • September 6, 2019 September 6, 2019
  • 15:08
Business Team Meeting Discussion Connection

New fund sector advisory group replaces the Investment Funds Product Advisory Committee

  • By: Staff
  • August 28, 2019 August 28, 2019
  • 12:07
courtroom gavel

The traders disclosed detailed information about customer orders in online chatrooms, the regulator says

Stock Market Data. Candle stick stock market tracking graph.

CSA delays implementation of proposed rules amid concern from industry groups

  • By: Staff
  • August 22, 2019 August 22, 2019
  • 13:46
photo of hands holding pen under document and pressing calculator buttons

Most investors don't understand the concept of embedded compensation, such as trailer fees