Home OSC

Keyword: OSC

451 results found
Wooden gavel used by a judge or auctioneer

Most of the investors' money was put into riskier projects than promised


The IAP is also pushing for reforms to the dispute resolution process

Wooden gavel used by a judge or auctioneer

Investors were misled by company's news releases, OSC alleged

Happy businesspeople walking

The deadline is June 15

  • By: Staff
  • May 18, 2023 May 18, 2023
  • 15:23

The Ontario Securities Commission says Emerge Canada has likely had insufficient working capital since September 2022


OSC sought to extend order until enforcement proceedings finish


Regulator addresses criticism of its agenda in revised priorities

Recession of stock market

Assets in Emerge ETFs are held in trust and still "have value" during cease-trade order, firm says


The fund company's auditor resigned in November

scales of justice

An Ontario court rejected an appeal over IIROC sanctions