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The SRO argues a hearing panel erred by failing to impose a fine against a rep who misappropriated a client's money

young woman in a virtual meeting

Market research finds the crisis is likely to impact saving and spending behaviour

Bitcoin, Litecoin and Ethereum

The regulator is giving firms until April 19 to reveal plans to comply with new guidance

Business and financial district in a city with pillars

The provincial budget signals action on certain proposals from the modernization task force

House bubble

Oversight of certain syndicated mortgage investments will transfer to the OSC on July 1

  • By: Staff
  • March 10, 2021 March 10, 2021
  • 16:40
11119737 - in the spotlight featuring concept for the theater stage with glowing lights on red velvet cinema curtain and drapes representing the entertainment communications concept of an important announcement in a rich cinema and theatrical environment.

Investor legal aid clinics supplied two new members to advocacy group

  • By: Staff
  • February 26, 2021 February 26, 2021
  • 11:57
Wooden gavel used by a judge or auctioneer

Firm self-reported violations, took remedial action and is seeking EMD status

Maze and businessmen, miniature,

The group of regulators penned a letter that warns unilateral Ontario reforms could hurt harmonization

court gavel regulatory

An OSC enforcement action against a former rep has extended an existing suspension


FAIR Canada supports tougher investor protection measures, but questions other proposals