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Wooden gavel used by a judge or auctioneer

Allegations involved trading ahead of a planned acquisition by Amaya Gaming

gavel

Tribunal rejects circumstantial case, concluding trades are suspicious but not clearly offside

gavel on a wooden bench

David Singh was sentenced to three and a half years in jail and ordered to pay $4.8 million in restitution

confusing array of advisor titles

Advisor titles remain a concern for provincial securities authorities

court gavel regulatory

Regulator charges that executives allegedly diverted funds to themselves, their firm

Sir Oliver Mowat statue at the Ontario Legislative Building in Toronto

Timothy Moseley has been nominated as chief adjudicator for the commission's new Capital Markets Tribunal

photo of hands holding pen under document and pressing calculator buttons

Temporary relief aims to help firms implement new rules on June 1

fintech icon on abstract financial technology background represent Blockchain and Fintech Investment Financial Internet Technology Concept

Unregistered firm Binance promised the same thing last year

11119737 - in the spotlight featuring concept for the theater stage with glowing lights on red velvet cinema curtain and drapes representing the entertainment communications concept of an important announcement in a rich cinema and theatrical environment.

Most existing commissioners will serve on either the board or tribunal

Silver referee whistle

Tipsters were paid $240,000 for information that led the regulator to open an investigation

  • By: Staff
  • March 1, 2022 March 1, 2022
  • 12:29