The SRO’s proposed rules got the thumbs-up on Thursday
The Market Structure Advisory Committee provides feedback on policy affecting the trading landscape
Conference to feature appearances by Stephen Poloz, global regulators
OSC says company execs used funds for personal gain
The new procedure will be in effect Dec. 1 if it receives ministerial approval
Victims of a day-trading scheme have until Dec. 6 to file a compensation claim
New fund sector advisory group replaces the Investment Funds Product Advisory Committee
The traders disclosed detailed information about customer orders in online chatrooms, the regulator says
CSA delays implementation of proposed rules amid concern from industry groups
Most investors don't understand the concept of embedded compensation, such as trailer fees